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" ... or be held to mean that the Commission has in any way passed upon the merits of, or given approval to, such security. It shall be unlawful to make, or cause to be made, to any prospective purchaser any representation contrary to the foregoing provisions... "
To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ... - Page 137
by United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 562 pages
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - Securities - 1993
...an untrue statement of fact or omit to state a material fact, or be held to mean that the Commission has in any way passed upon the merits of, or given approval to, such security. It shall be unlawful to make, or cause to be made, to any prospective purchaser any...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - Securities - 1985
...an untrue statement of fact or omit to state a material fact, or be held to mean that the Commission has in any way passed upon the merits of, or given approval to, such security. It shall be unlawful to make, or cause to be 24 Now codified at 28 USC 1254, 1291, 1292....
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - Securities - 1987
...inconsistent with the safeguarding of securities or funds. UNLAWFUL REPRESENTATIONS SEC. 26. [78z] No action or failure to act by the Commission or the Federal Reserve Board,44 in the administration of this title shall be construed to mean that the particular authority...
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volume 4

United States - Securities - 1997 - 720 pages
...inconsistent with the safeguarding of securities or funds. UNLAWFUL REPRESENTATIONS SEC. 26. [78z] No action or failure to act by the Commission or the Federal Reserve Board,1 in the administration of this title shall be construed to mean that the particular authority...
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Securitizations: Legal and Regulatory Issues

Patrick D. Dolan, C. VanLeer Davis - Law - 2000 - 1656 pages
...an untrue statement of fact or omit to state a material fact, or be held to mean that the Commission has in any way passed upon the merits of, or given approval to, such security. It shall be unlawful to make, or cause to be made to any prospective purchaser any representation...
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Public Companies

Jonathan M. Hoff, Lawrence A. Larose, Frank J. Scaturro - Law - 2002
...an untrue statement of fact or omit to state a material fact, or be held to mean that the Commission has in any way passed upon the merits of, or given approval to, such security. It shall be unlawful to make, or cause to be made, to any prospective purchaser any...
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - Corporation law - 1941
...specifically ordered by the court, operate as a stay of the Commission s order. UNLAWFUL REPRESENTATIONS SEC. 26. No action or failure to act by the Commission or the Federal Keserve Board, in the administration of this title shall be construed to mean that the particular authority...
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Annual Report of the SEC.

United States. Securities and Exchange Commission - Securities - 1952
...action or faUure to act by the Commission in the administration of this Act means that the Commission has in any way passed upon the merits of, or given approval to, any trustee, indenture or security, or any transaction or transactions therein, or that any such action...
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Code of Federal Regulations

Administrative law - 1968
...offering under 230.601 to 230.610a shall contain any language stating or implying that the Commission has in any way passed upon the merits of, or given approval to, guaranteed or recommended the securities offered or the terms of the offering or has determined that...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1972
...such list of OTC margin stocks is evidence that the Board or the Securities and Exchange Commission has in any way passed upon the merits of, or given approval to, such security or any transaction therein. Any statement in an advertisement or other similar communication...
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