 | United States. Congress. House. Committee on the Judiciary - Bankruptcy - 1937 - 226 pages
...contain an untrua statement of fact or omit a material fact, or be held to mean that the Conservator has in any way passed upon the merits of, or given approval to, any security, or any protective committee, protective committee agreement, or plan of reorganization. It shall be unlawful... | |
 | United States. Congress. Senate. Committee on Finance - United States - 1939 - 1104 pages
...action or failure to act by the Commission in the administration of this title means that the Commission has in any way passed upon the merits of, or given approval to, any trustee, indenture or security, or any transaction or transactions therein, or that any such action... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1937 - 244 pages
...issuing or selling any security to represent or imply in any manner whatsoever * * ; that the Commission has in any way passed upon the merits of or given approval to any trustee, indenture or security. Senator ADAMS. Do you mind an interruption there? Mr. BUTTENWIESER.... | |
 | United States. Congress. Senate. Committee on the Judiciary - Corporations - 1937 - 546 pages
...offense under the statute for any issuer or distributor of securities to represent that the Commission has in any way passed upon the merits of or given approval to a registered security. The Commission's power is limited to requiring that full and fair disclosure... | |
 | United States. Congress. Senate. Committee on the Judiciary - Corporations - 1937 - 846 pages
...offense under the statute for any issuer or distributor of securities to represent that the Commission has in any way passed upon the merits of or given approval to a registered security. The Commission's power is limited to requiring that full and fair disclosure... | |
 | United States. Securities and Exchange Commission - Securities - 1952 - 920 pages
...an untrue statement of fact or omit to state a material fact, or be held to mean that the Commission has in any way passed upon the merits of, or given approval to. such security. It shall be unlawful to make, or cause to be made, to any prospective purchaser any... | |
| |
... or be held to mean that the Commission has in any way passed upon the merits of, or given approval to, such security. It shall be unlawful to make, or cause to be made, to any prospective purchaser any representation contrary to the foregoing provisions... 
