control" (including the terms "controlling", "controlled by" and "under common control with") means the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a person, whether through the ownership... Code of Federal Regulations: 1949-1984 - Page 4601969Full view - About this book
| 1994 - 168 pages
...reports to other persons. "Control", including the terms "controlled by" or "under common control with", the possession, direct or indirect, of the power to...through the ownership of voting securities, by contract other than a commercial contract for goods or nonmanagement services, or otherwise, unless the power... | |
| Gary M. Lawrence - 2023 - 1506 pages
...rules for reporting ownership of, and transactions in, securities of the Company on Forms 3, 4 and 5. Control The term "control" (including the terms "controlling,"...ownership of voting securities, by contract or otherwise. Equity Security The term "equity security" means any stock or similar security, certificate of interest... | |
| United States. Congress. House. Committee on Ways and Means - Business & Economics - 1994 - 868 pages
...Exchange Act of 1934. The regulatory language interpreting these statutes defines "control" to mean "the possession, direct or indirect, of the power...of voting securities, by contract, or otherwise." 17 CFR $S 230.405, 240.12b-2 (1993). The amendments to the Tariff Act of 1930 should further provide... | |
| United States. Congress. House. Committee on Ways and Means - Business & Economics - 1994 - 868 pages
...1934. The regulatory language iterpreting these statutes defines "control" to mean "the issession, direct or indirect, of the power to direct or cause...of the management and policies of a person, whether trough the ownership of voting securities, by contract, or :herwise." 17 CFR SS 230.405, 240.12b-2... | |
| House & Home - 1999 - 348 pages
...in question, any other Person controlling, controlled by or under common control with such Person. "Control" (including the terms "controlling," "controlled...direct or indirect, of the power to direct or cause the direction of the management and policies of aTerson, whether through the ownership of voting securities,... | |
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