 | Antitrust law - 1950 - 634 pages
...erring directly to the latter section, Rule X-10B-3 made it unlawful for any "... broker or dealer, directly or indirectly, by the use of any means or...or of the mails, or of any facility of any national securities exchange, to use or employ, in connection with the purchase or sale of any security otherwise... | |
 | United States - Securities - 1955 - 54 pages
...security. REGULATION OF THE USE OF MANIPULATIVE AND DECEPTIVE DEVICES SEC. 10. It shall be unlawful for any person, directly or indirectly, by the use...exchange, in contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest or for the protection... | |
 | United States. Congress. Senate. Committee on Banking and Currency - Banking law - 1959 - 2024 pages
...security. Regulation of the Use of Manipulative and Deceptive Devices SECTION 10. It shall be unlawful for any person, directly or indirectly, by the use...exchange, in contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest or for the protection... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 pages
...security. Regulation of the Use of Manipulative and Deceptive Devices SECTION 10. It shall be unlawful for any person, directly or indirectly, by the use...exchange, in contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest or for the protection... | |
 | United States. Congress. Senate. Committee on Banking and Currency - Brokers - 1963 - 490 pages
...security. Regulation of the Use of Manipulative and Deceptive Devices SECTION 10. It shall be unlawful for any person, directly or indirectly, by the use...exchange, in contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate in the pub lie interest or for the protection... | |
 | United States. Congress. Senate. Committee on Banking and Currency - Brokers - 1963 - 550 pages
...Regulation of the Use of Manipulative and Deceptive Devices SECTION 10. It shall be unlawful for an; person, directly or indirectly, by the use of any...exchange, in contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest or for the protection... | |
 | Great Britain. Central Office of Information. Reference Division - Industries - 1966 - 572 pages
...regulations to prevent "manipulative and deceptive devices." Rule 10b-5 provides: "It shall be unlawful for any person, directly or indirectly, by the use...or of the mails or of any facility of any national securi ties exchange, (1) to employ any device, scheme, or artifice to defraud. 41 (2) to make any... | |
 | Administrative law - 1964 - 574 pages
..."manipulative or deceptive device or contrivance", as used in section 10 (b) of the act, for any such person, directly or indirectly, by the use of any...or of the mails, or of any facility of any national securities exchange, to effect, either alone or with one or more other persons, any transaction or... | |
 | United States. Office of the Comptroller of the Currency - Banking law - 1966 - 480 pages
...not apply to an exempted security. Regulation of the Use of Manipulative and Deceptive Devices 15 USC 78j.— It shall be unlawful for any person, directly...exchange, in contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest or for the protection... | |
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It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange... 
