 | United States - Corporation law - 1938 - 48 pages
...of which is likewise limited. (11) The term "equity security" means any stock or similar security: or any security convertible, with or without consideration,...a security ; or any such warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate,... | |
 | United States. Congress. House. Temporary National Economic Committee - 1940 - 1610 pages
...title of office) or director or both. > The term "equity security" means any stock or similar security: or any security convertible with or without consideration,...or purchase such a security; or any such warrant or rieht. INSTRUCTIONS FOR FILING FORM С 1. Filing where no equity secxirity is owned. — If an officer... | |
 | United States - Law - 1953 - 1692 pages
...of which is likewise limited. (11) The term "equity security" means any stock or similar security; r forms in which information required in any statement,...forth, the items or details to be shown in balanc other security which the Commission shall deem to be of similar nature and consider necessary or appropriate,... | |
 | United States - Corporation law - 1944 - 296 pages
...similar security; or any security convertible, with or without consideration. into 73274° — 48such a security, or carrying any warrant or right to subscribe...a security ; or any such warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate,... | |
 | Administrative law - 1981 - 668 pages
...§240.3all-l Definition of the term "equity security". The term "equity security" is hereby defined to include any stock or similar security, certificate of interest...put, call, straddle, or other option or privilege Chapter II — Securities and Exchange Commission of buying such a security from or selling such a... | |
 | Administrative law - 1966 - 268 pages
...security, certificate of interest or participation in any profit sharing agreement, ^reorganization certificate or subscription, transferable share, voting...purchase such a security; or any such warrant or right [30 FR 6114, Apr. 30, 1965] MANlPULATIVE AND DECEPTIVE DEVICES AND CONTRlVANCES § 240. lOb- 6 Prohibitions... | |
 | Administrative law - 1967 - 740 pages
...certificate or certificate of deposit for an equity security, limited partnership interest, interest :na joint venture, or certificate of interest in a business...purchase such a security; or any such warrant or right. [30 FB 6114, Apr. 30, 1966] MISCELLANEOUS EXEMPTIONS § 240.3al2-2 Exemption of certain securities,... | |
 | Administrative law - 1977 - 970 pages
..."equity security" Is denned by section 3 (a) (11) of the Act to mean "any stock or similar security; or any security convertible, with or without consideration,...such a security; or any such warrant or right; or any other security which the [Board] shall deem to be of similar nature and consider necessary or appropriate,... | |
 | Administrative law - 1982 - 448 pages
..."equity security" is defined by section 3(a)(11) of the Act to mean "any stock or similar security; or any security convertible, with or without consideration,...such a security; or any such warrant or right; or any other security which the FDIC shall deem to be of similar nature and consider necessary or appropriate,... | |
 | Administrative law - 1997 - 714 pages
...revenue therefrom. (i) Equity security. The term equity security means any stock or similar security; or any security convertible, with or without consideration,...purchase such a security; or any such warrant or right. (j) Fifty '-percent-owned person. The term 50-percent-oumed person, in relation to a specified person,... | |
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equity security" means any stock or similar security: or any security convertible, with or without consideration, into such, a security, or carrying any warrant or right to subscribe to or purchase such a security ; or any such warrant or right ; or any... 
