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List of CFR Sections Affected All changes in this volume of the Code of Federal Regulations which were made by documents published in the Federal Register since January 1, 1974, are enumerated in the following list. Entries indicate the nature of the changes effected. Page numbers refer to Federal Register pages. The user should consult the entries for chapters and parts as well as sections for revisions.

For the period before January 1, 1973, see the "List of CFR Sections Affected, 1949-1963 and 1964-1972," which is published in three separate volumes.

... 3959

...31167

1973 17 CFR

38 FR

Page Chapter II 200.20b Introductory text

revised........

3590 200.20c Added.. ....... 200.30-5 Introductory text and (e) revised..............

.3590 200.30-7 (a)(7) revised..

12913 200.30-11 Added............

3959 200.80 (b)(1) amended..

35303 210.1-02 (q)(2) revised..

6066 210.3-15 Revised........

.6066 210.3-16 Introductory text

amended; (i)(2) removed; (i)(3) redesignated as (i)(2); (q) added.............

29216 (0) revised; correctly designated..............

33283, 33973 210.5-02 Amended..

..1733, 6066, 10259, 26183, 32440, 33283 210.5-04 Introductory text of

(a)(1) and Schedule X revised.......

6066 210.9-05 (b)(4) revised..

6066 210.12-02 Revised......... 210.12-04 Revised..... 210.12-06 Revised..

6067 210.12-16 Revised..

6068 Heading corrected........

.7322 Technical correction...

8152 210.12-42 Revised..........

6068 210.12-43 Revised.....

.6069 Footnote 5 corrected...

7352 Technical correction...

8152 211 Interpretative releases.... 1733

1735, 2446, 9158, 24635

17 CFR-Continued

38 FR Chapter II-Continued

Page 230.430 Added..............

.6809 230.256 (a)(2) revised; (g) and (h) added....

17199 230.457 (k) added..

9489 230.458 Added.......

27923 (a)(4) revised......... 231 Interpretative releases. 1733

1735, 5457, 7220, 9158, 9587, 17200, 17201, 17715, 18366,

22121, 24635, 28819 239.11 Form S-1 amended...2447,

12101, 17203 239.12 Form S-2 amended........... 17205 239.16b Form S-8 amended........... 2447 239.18 Form S-11 amended........... 2447 239.22 Form S-9 amended...2447,

12102 239.26 Form S-7 amended...2447,

12102 239.27 Form S-16 amended........... 1736

...6066
...6067

1974 17 CFR

39 FR

Page Chapter II 200.30-3 (a)(11) added.......... 41706 200.30-11 (c) redesignated as

(d); new (c) added........... 43298 210 Interpretation......

43198 210.1-02 (t) revised.......

....17931 210.3-16 (r) added...

43198 210.4-02 (a)(3) and (e) added.......15260 210.4-07 Removed...

15260 210.5-02 Amended........ 17931, 43622 210.7a-01 Revised.........

10119

... 49776 ....51183

17 CFR Continued

39 FR Chapter II-Continued

Page 210.7a-02 Revised......

10119 210.7a-03 Revised......

10119 210.7a-04 Revised.

10120 210.7a-05 Revised..

10121 210.7a-06 Revised...

10121 210.12-27 Revised...

...10122 210.12-31 Revised..

.10122 210.12-31a Added..

10122 211 Interpretative releases..... .1260,

2085, 14588, 31894, 36578 230.134 (a)(3)(iii) revised............. 39869 230.144 (c)(1), (e) introductory

text and (3)(vii), (g) introduc-
tory text and (2), and (h) re-
vised....

6071 (c)(1) revised..............

8914 230.146 Added...

15266 230.147 Added........ 230.457 (1) added; correctly designated.........

..6069, 8914 231 Interpretative releases.... 1511,

2085, 10237, 10891, 14588, 26719, 26720, 27556, 28520, 31894,

36578 239.11 Form S-1 amended.......... 17931 239.16b Form S-8 amended......... 17935 239.18 Form S-11 amended......... 17937 239.22 Form S-9 amended... ..... 17936 Form S-9 corrected...

24360 239.26 Revised..............

11418 Form S-7 amended..

17934 239.27 Revised.........

10238

...... 2356

....... 1009

.... 44073

17 CFR_Continued

40 FR Chapter II—Continued

Page 200.30-5 (b)(1) revised; (b)(2) amended...............

.27441 200.30-7 (b) redesignated as (c); new (b) added.......

46107 200.30-11 (a)(1)(i) revised;

(a)(1)(ii) removed; new (a)(1)
(ii) and (iii) redesignated

from (a)(1) (iii) and (iv)........... 27441 (b)(1) revised; (b)(2) amended.... 27441 (a)(2) added....

(a)(3) added.. 200.30-12 Added....

16052 200.80 (b)(1) and (5), (d), and

(g)(4)(ii) revised; (b)(6) and
(7) removed..........

.1009
(b)(3)(i) amended............... 54774
(c)(1) and (d) (2), (5), and (6) (i)
and (ii) amended..

57449 200.80b Revised........ 200.80c Revised.......

1010 200.80d Revised...

1010 200.301–200.311 (Subpart H) Added............

44068 200.312 Added...... 201.1 Revised....

4286 201.25 (a) amended...

54774 201.26 (b)(5) added...

54774 201.27 Added.............

42186 210.1-02 (h) through (x) redes

ignated as (i) through (y);

new (h) added....... 210.2-02 (e) added.......

46111 210.3-16 (s) added....

1012 (t) added............

46111 (0)(1) amended..

48359 (o) and (q) (1), (2), and (4) (i)

and (iv) revised...... 210.4-02 (e) revised...

33033 210.4-09 Removed............ 210.5-01 (a)(1) removed; (a) (2)

through (9) redesignated as
(a) (1) through (8); (c)
added..........

55835 210.5-02 Amended... .48359, 59340 210.5-03 Amended.. 210.5-04 Amended...

.48359 210.5A-01-210.5A-02

Undesignated center heading
revised.......

55835 210.5A0-01 Revised....... 210.5A-02 Revised.....

.55836 210.5A-03–210.5A0-07 Removed..............

55836 210.6-03 Amended.....

59341 210.6-22 Amended.....

59341

....55835

.....59340

... 55835

1975 17 CFR

40 FR

Page Chapter II 200 Authority citation corrected.................

17008 200.30-1 (d)(4) revised...

22129 (a)(8) added.......

50711 (d)(3)(i) and (ii) revised; (d)(3)(iii) removed....

54774 200.30-3 (a)(12) added... .... 26506 (a)(3)(i) revised; (a)(3)(ii) re

moved; new (a)(3)(ii) redesig-
nated from (a)(3)(iii)..

27441 (a)(13) added.....

40512 (a)(14) added.....

49776 (a)(15) added.............

...51183 (a)(16) added.. Introductory text and (a)(5) revised............

.59712 200.30-4 (a)(2) revised; (a) (3) and (4) added......

.14748

...48359

...55836

....58132

.... 55834

17 CFR-Continued

40 FR Chapter II-Continued

Page 210.7-01-210.7-06 Revised...... .55831 210.7a-03 Amended................... ..59341 210.9-05 (e), (f), and (g) added.... 58851 210.11A-01 Revised.....

... 46111 210.12-01 Revised........

55836 210.12-06 Amended....

55836 210.12-06A Removed..

55836 210.12-07 Amended.....

.55836 210.12-08 Amended.....

48359 210.12-16 Amended.....

48360 210.12-17 Removed..... 210.12-23–210.12-26 Removed...55834 210.12-28 Removed.....

55834 210.12-29 Revised.......

.55834 210.12-30 Removed......

.55834 211 Interpretative releases........... 2678,

6483, 27441, 53557, 59342 230.134 (a)(3)(iii) revised........ 27443 230.144 (a)(3) revised...

6488 (e)(1)(i) revised..........

.44541 230.146 (c) introductory text,

(c)(3), (e)(1)(ii)(b), (e)(3) note,
(f)(1), (3), and (4), (g)(1) and

(g)(2) note revised............ .21710 230.240 Added.............

6487 231 Interpretative releases........

2678, 6483, 21712, 27441, 54241 Technical correction............. 24896 239.12 Form S-2 amended........... 55836 239.13 Form S-3 amended. 55836 239.90 Form 1-A amended.. 55837 239.144 (c) added........ 239.240 Added....

.6488

.... 1695,

17 CFR-Continued

41 FR Chapter II—Continued

Page (a)(8) revised...........

8949 (a)(18) added...

13595 (a)(19) added..

18809 (a)(21) added..

20577 (a)(20) added..

20579 (a) (22) and (23) added...... 32736 (a)(24) added......

53473 200.30-5 Revised..

.29376 (h)(1) corrected..........

40461 200.30-10 (a)(8) added........ 21183 200.30-11 Revised.........

...1740 (a) (4) and (5) added....

32736 200.80 (b)(4)(ii) revised. ...... 53785 200.80a Revised......

44696 200.80e Revised....

31377 200.303 (a)(2) amended..

44698 200.310 Amended....

44699 201.14 (b)(3) revised..

..9865 201.23 (b) revised..

.21184 202.3 Revised......

44699 202.7 Revised...

44699 202.8 Added...

18290 210.2-02 (c) revised............. 35479 210.3-16 (s) revised..

32737 (t)(1)(i) revised; (t)(1)(ii) amended..

42646 210.3-17 Added...

13599 (g) added.....

54922 210.5-02 Amended......

35479 210.12-08 Footnote 3 revised. 211 Interpretative releases...

3736, 4817, 7940, 13600, 15839, 26083, 26679, 35163,

39006, 50815 230.144 (e)(1)(i) revised................ 24702 230.310 (a) revised........... 230.429 (b) revised...

12880 230.457 (g) revised......... 231 Interpretative releases. 17374, 21764, 39010, 39013,

43398, 46851, 56306 230.492 Revised; eff. 4-30-76....... 12010 239.11 Form S-1 amended...21635,

21765 239.12 Form S-2 amended........... 21635 239.16b Form S-8 revised...... ..52665

Form S-8 corrected.......... 56194 239.22 Form S-9 amended........... 21636

Form S-9 removed............ 56306 239.26 Form S-7 amended.......... 21766,

26135, 53474
Heading revised; Form S-7
amended..

56304 239.27 Form S-16 amended......... 53474

......35479

...55319

3733,

....1272

..... 30272

...55334

1976 17 CFR

41 FR

Page Chapter II 200 Technical corrections........ 17374 200.11 (b) revised........

.44696 200.13 Redesignated as 200.13a and revised.....

55334 200.13a Redesignated from

200.13 and revised.. 200.13b Added.....

55334 200.18 Revised..

29374 200.20b Revised..

29375 200.20c Revised.........

1740 200.30-1 (b)(6) and (7) revised; (b)(8) added...

20863 Revised...............

29375 (b)(8) corrected; (c) correctly designated......

.40461 200.30-3 Corrected..

(a)(17) added.............

...5275 ... 7940

17 CFR Continued

41 FR Chapter II—Continued

Page Heading revised; Form S-16 amended....

.56306

.... 5040

... 40903

1977 17 CFR

42 FR

Page Chapter II 200.21 Amended..........

14692 200.30-1 (d)(9) added.......... (d)(10) added......

...62128 200.30-3 (a)(18)(iii) revised.. 754 (a)(25) added......

30835 (a)(4) revised.....

36250 (a)(26) added...... 200.30-6 (a)(4) added.

54531 200.30-11 (d) redesignated as (e); new (d) added...

56727 200.40-200.42 (Subpart B) added..........

14692 200.80 (b) (2), (3), (4) introduc

tory text, (7) and (8) revised;
(a)(1)(v) revised; (a)(1)(vi)
added.....

14693
(c) (1) and (2); (d)(2), (6)(ii),
and (9)(ii) revised....

.40189 (c)(1)(ii) corrected....

.44807 (e)(4) revised.........

56727 200.80a Amended......

14694 200.80f Added; eff. 7-1-77. 16920 200.110 Revised...

14690 200.111 Revised......

14690 200.112 Revised.....

14691 200.113 (a) revised; (b) amended.............

..14691 200.114 (a) and (c) amended; (b) revised........

14691 200.308 (a)(2) and (b)(1) revised.................

40190 200.309 (e)(2) amended..

40190 200.310 Amended....

40190 Revised...........

56727 200.400-200.410 (Subpart I) added................

14693 200.735-4 (b)(5) revised; (b)(7) added......

30834 201.24 Revised; eff. 7-1-77.... 16923 203.7 (a) revised............

37809 210.3-16 (t)(1)(i)(C)(v)(a)

amended; (t)(6) added.... 27880 (q) revised......

44809 210.3-17 (c) CFR correction........ 54935 210.5-02 Amended.....

46513 CFR correction........

...54935 210.5-04 Schedule I revised......... 46513 210.6-03 CFR correction..............54935

17 CFR-Continued

42 FR Chapter II—Continued

Page 210.9-05 (a) CFR correction........ 54935 210.11-02 CFR correction....... 54935 210.12-02 Revised.............. 46513, 51569 210.12-08 Footnote 3, CFR correction........

54935 210.12-12 Footnote 1, CFR correction.........

54935 210.12-33 Footnote 5, CFR correction.........

54935 211 Interpretative releases.. 2058,

8139, 13821, 28999, 33282, 42310, 44807, 44983, 49445, 57456,

64304, 65142 229 Added.....

65561 230.264 Added......

54531 230.424 (b) and (c) revised; (e) added..............

12880 230.458 Removed.

.35829 230.472 (d)(2) amended; eff. 7-177.................

16923 231 Interpretative releases.. 22139,

33282, 42196, 43058, 45291,

46047, 51570 239.11 Form amended; eff. 8-3177..........

12349 Effective date note added; CFR correction..........

40900 Form S-1 effective date stayed to 4-30-78...............

41406 Form S-1 amended.......... 65565, 65566 239.16b Form S-8 amended......... 65566 239.18 Form S-11 amended; eff. 8-31-77.....

.12349 Effective date note added; CFR correction.........

.40900 Form S-11 effective date stayed to 4-30-78....

41406 239.26 Amended...

22140 Form S-7 amended......

65566

[blocks in formation]

... 41028

.... 60423

17 CFR—Continued

43 FR Chapter II-Continued

Page 200.25 Revised.........

13377 200.26 Revised.........

13377 200.26a Revised...........

13377 200.30-1 (d)(7) revised..

4254 (e) and (g)(2) revised......... 13377 200.30-2 (a)(1)(xii) through

(xxii) and (7) revised; (a)(1)
(xxiii) added........

13377 200.30-3 (a)(27) added.................. 11981 (a)(4) revised; (a)(6) removed;

(a)(7) through (a)(27) redesig-
nated

as

(a)(6) through (a)(26)...........

13377 (a)(27) correctly added ........ .50422,

57596 200.30-4 (a)(5) added.......

36621 200.30-5 (b-1) added...........

755 (b-1) corrected.......

.3258 (a)(6) revised..........

.3557 200.30-6 (c) revised............. 15417 200.30-7 (a) (7), (8), and (9), (b) and (c) revised........

13377 200.30-8 Introductory text and

(a)(1) introductory text, (2)

and (3) revised..................... 13378 200.30-10 (a) (7) and (8) revised; (b) added...........

13378 200.30-12 Revised...

13378 200.80 (c)(1)(i) revised; (c)(1)(ii)

amended; (c)(1)(iii) added....... 45991 200.735-8 (e) added............. 36900 201.4 (a) revised......

38575 201.6 (b) amended..

28999 (f) added.......

52217 210 Heading revised; eff. 12-2579............

40712 210.1-01 (c) added; eff. 12-2579................

40712 210.3-17 Introductory text

amended; eff. 12-25-79............ 40712 210.3-18 Added; eff. 12-25-79...... 40712 Revised........

60405 (i) revised; eff. 12-25–79....... ..... 60417 210.5-01 (a)(7) revised; (b) re

moved; (c) redesignated as
(b)........

41024 210.9-01 Revised..

.41024 210.9-02 Revised.......

.41024 Footnote 4 correctly designated as footnote 1.......

43709 210.9-03 Revised......

.41026 Footnote 5 correctly designated as footnote 2.......

43709 210.9-04 Revised.....

.41027 210.9-05 Revised.....

.41027

17 CFR Continued

43 FR Chapter II—Continued

Page Footnote 6 correctly designated as footnote 3...........

43709 210.12-01 Amended...

41028 210.12-02 Amended..

... 1063 Table footnote 2(b) removed;

footnote 2(a) redesignated as

footnote 2............... 211 Interpretative releases..... .2870,

4972, 9599, 29109, 29937, 36900, 40730, 50868, 52218, 54228,

55239, 58554 229 Heading revised.......

.9603 229.20 Item 1(b)(2) revised. 9603

Items 3 through 6 added..... 34407 Item 4 ead, (a), (b), and (c) revised....

58186 Item 2(a)(3) and (b) revised;

Item 2(a)(4) added......... 230.132 Added...

.... 2392 230.134 (a)(3)(iii)(F) and (G) amended;

(a)(3)(iii)(H) added...

47495 230.144 (e)(1) and (2) and (f) revised..............

43711 (e) introductory text, (1), (2),

and (3) introductory text and
(ii) through (vi), (g)(3) notes
(ii) introductory text and (c),
and (h) revised.......

54230 230.145 (d) revised....

.21661 230.146 (i) added; eff. 5-3-78....... 10550

(b)(2) and (e)(1)(ii)(c) revised.... 41194 230.148 Added............

.14449 (b)(1) and (3) revised......... 43711 230.254 (a)(1)(i) revised.. .41385 230.257 Heading and introductory text revised.........

41385 230.429 (a) revised.........

.33905 231 Interpretative releases...... 3352,

6060, 9599, 18163, 20485, 47492,

53250, 57596 Interpretative releases technical correction.......

.52022 239.11 Form S-1 amended...18500,

34412 239.14 Revised..

39554 239.15 Revised..

39554 239.16b Revised..

21661 Form S-8 amended....... 33905, 54234 239.18 Form S-11 amended...18500,

34412 239.23 Revised...

21662 239.26 Revised..

21662 239.27 Heading revised; Form S

16 amended....

....... 16677

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