Exempted Transactions Under the Securities Act of 1933, Volumes 1-5; Volume 7, Parts 1-4C. Boardman Company, 1979 - Securities |
From inside the book
Results 1-3 of 71
Page 9-31
... obligation to cause funds to be fur- nished to the Indenture Trustee , if necessary , to meet debt service requirements before delivery of the equipment or by an obligation following delivery to pay the rentals from which debt service ...
... obligation to cause funds to be fur- nished to the Indenture Trustee , if necessary , to meet debt service requirements before delivery of the equipment or by an obligation following delivery to pay the rentals from which debt service ...
Page 10-60
... obligation and does not deliver restricted securities upon receipt of the no- tice of exercise . Under these circumstances , the nonaf- filiate has not engaged in a Rule 144 transaction because he has not used restricted securities to ...
... obligation and does not deliver restricted securities upon receipt of the no- tice of exercise . Under these circumstances , the nonaf- filiate has not engaged in a Rule 144 transaction because he has not used restricted securities to ...
Page 10-256
... obligation given to the person from whom the securities are purchased shall not be deemed full payment of the purchase price unless the note or other obligation : ( i ) provides for full recourse against the purchaser ; ( ii ) is ...
... obligation given to the person from whom the securities are purchased shall not be deemed full payment of the purchase price unless the note or other obligation : ( i ) provides for full recourse against the purchaser ; ( ii ) is ...
Contents
CHAPTER | 9-1 |
iii Special Statutory Categories 918 | 9-18 |
Chapter 2 | 9-22 |
Copyright | |
81 other sections not shown
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Common terms and phrases
Act Release Action Letter affiliate aggregate agreement amended amount of securities apply beneficiary broker broker-dealer call options certificates collateral Commission common stock control person convertible securities Corp corporation court curities dealer debentures deemed determining distribution employees entity Exchange Act exemption fiche filing frame B1 Gilligan holding period holding period requirement infra interest interpretation investment investors issuer July letter from SEC ment Microfiche CCH nonaffiliate option outstanding paragraph participation partnership percent pledge prior Proposed Rule public offering purchase purposes of Rule pursuant to Rule Ralston Purina registration statement Release Number requirements of Rule resales resell restricted securities sale of securities SEC No-Action Letter SEC staff Section 4(1 securities acquired securities sold Sept Serv settlor shareholders subparagraph subsidiary Supp supra tacking tion trading transaction Transfer Binder transferor trust volume limitation voting trust Wash