Exempted Transactions Under the Securities Act of 1933, Volumes 1-5; Volume 7, Parts 1-4C. Boardman Company, 1979 - Securities |
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Results 1-3 of 73
Page 9-165
... Corporation in exchange for 100,000 shares of S common stock . The agreement between S and D provides for the dissolution of D imme- diately following the acquisition . Because the transaction corre- sponds to a transaction specified in ...
... Corporation in exchange for 100,000 shares of S common stock . The agreement between S and D provides for the dissolution of D imme- diately following the acquisition . Because the transaction corre- sponds to a transaction specified in ...
Page 9-195
... Corporation Finance and because those administrative opinions reflect a standard for affiliation that is still ... corporation , would be deemed not to include a person who " ( a ) ( 1 ) is neither an executive officer nor a director of ...
... Corporation Finance and because those administrative opinions reflect a standard for affiliation that is still ... corporation , would be deemed not to include a person who " ( a ) ( 1 ) is neither an executive officer nor a director of ...
Page 10-256
... corporation had an investment in the business it operated . After the restructuring , the shareholders have two investments , an invest- ment in the corporation which does not include the division that has been transferred , and an ...
... corporation had an investment in the business it operated . After the restructuring , the shareholders have two investments , an invest- ment in the corporation which does not include the division that has been transferred , and an ...
Contents
CHAPTER | 9-1 |
iii Special Statutory Categories 918 | 9-18 |
Chapter 2 | 9-22 |
Copyright | |
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Common terms and phrases
Act Release Action Letter affiliate aggregate agreement amended amount of securities apply beneficiary broker broker-dealer call options certificates collateral Commission common stock control person convertible securities Corp corporation court curities dealer debentures deemed determining distribution employees entity Exchange Act exemption fiche filing frame B1 Gilligan holding period holding period requirement infra interest interpretation investment investors issuer July letter from SEC ment Microfiche CCH nonaffiliate option outstanding paragraph participation partnership percent pledge prior Proposed Rule public offering purchase purposes of Rule pursuant to Rule Ralston Purina registration statement Release Number requirements of Rule resales resell restricted securities sale of securities SEC No-Action Letter SEC staff Section 4(1 securities acquired securities sold Sept Serv settlor shareholders subparagraph subsidiary Supp supra tacking tion trading transaction Transfer Binder transferor trust volume limitation voting trust Wash