Exempted Transactions Under the Securities Act of 1933, Volumes 1-5; Volume 7, Parts 1-4C. Boardman Company, 1979 - Securities |
From inside the book
Results 1-3 of 72
Page 10-153
... Wash . Serv . Bur . Microfiche , fiche 1231 , frame B1 ( May 5 , 1987 ) , where the bonus plan was enti- tled " The Chairman's ' You Can Make a Difference ' Award Program . " It was charac- terized as an updated version of the ...
... Wash . Serv . Bur . Microfiche , fiche 1231 , frame B1 ( May 5 , 1987 ) , where the bonus plan was enti- tled " The Chairman's ' You Can Make a Difference ' Award Program . " It was charac- terized as an updated version of the ...
Page 10-164
... Wash . Serv . Bur . Mi- crofiche , fiche 2115 , frame G7 ( Nov. 20 , 1992 ) ; Lear Petroleum Corp. , SEC No- Action Letter , [ 1987 ] Wash . Serv . Bur . Microfiche , fiche 1290 , frame C6 ( Sept. 21 , 1987 ) ; GoodMark Foods , Inc ...
... Wash . Serv . Bur . Mi- crofiche , fiche 2115 , frame G7 ( Nov. 20 , 1992 ) ; Lear Petroleum Corp. , SEC No- Action Letter , [ 1987 ] Wash . Serv . Bur . Microfiche , fiche 1290 , frame C6 ( Sept. 21 , 1987 ) ; GoodMark Foods , Inc ...
Page 10-181
... Wash . Serv . Bur . Microfiche , fiche 1342 , frame B10 ( Jan. 13 , 1988 ) ( ordinary corporation for profit ) ; Gemtec Corp. , SEC No - Action Letter , [ 1986 ] Wash . Serv . Bur . Microfiche , fiche 1160 , frame E9 ( Sept. 30 , 1986 ) ...
... Wash . Serv . Bur . Microfiche , fiche 1342 , frame B10 ( Jan. 13 , 1988 ) ( ordinary corporation for profit ) ; Gemtec Corp. , SEC No - Action Letter , [ 1986 ] Wash . Serv . Bur . Microfiche , fiche 1160 , frame E9 ( Sept. 30 , 1986 ) ...
Contents
CHAPTER | 9-1 |
iii Special Statutory Categories 918 | 9-18 |
Chapter 2 | 9-22 |
Copyright | |
81 other sections not shown
Other editions - View all
Common terms and phrases
Act Release Action Letter affiliate aggregate agreement amended amount of securities apply beneficiary broker broker-dealer call options certificates collateral Commission common stock control person convertible securities Corp corporation court curities dealer debentures deemed determining distribution employees entity Exchange Act exemption fiche filing frame B1 Gilligan holding period holding period requirement infra interest interpretation investment investors issuer July letter from SEC ment Microfiche CCH nonaffiliate option outstanding paragraph participation partnership percent pledge prior Proposed Rule public offering purchase purposes of Rule pursuant to Rule Ralston Purina registration statement Release Number requirements of Rule resales resell restricted securities sale of securities SEC No-Action Letter SEC staff Section 4(1 securities acquired securities sold Sept Serv settlor shareholders subparagraph subsidiary Supp supra tacking tion trading transaction Transfer Binder transferor trust volume limitation voting trust Wash