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" Commission under authority thereof, or any person who willfully, in a registration statement filed under this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the... "
Regulation of Sale Os Securities, Hearing Before a Subcommittee of ...,75-1 ... - Page 14
by United States. Congress. Senate. Banking and Currency Committee - 1937 - 214 pages
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To Develop an American Merchant Marine: Hearings Before the Committee on ...

United States. Congress. House. Committee on Merchant Marine and Fisheries - Merchant marine - 1935 - 1266 pages
...application for financial aid under this title or in any statement required to be filed therewith, makes any untrue statement of a material fact or omits to state any material fact necessary to make the statements not misleading, shall upon conviction be fined not more than $5,000...
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Merchant Marine Act, 1935: Hearings Before the Committee on Commerce, United ...

United States. Congress. Senate. Committee on Commerce, United States. Congress. Senate. Committee on Commerce. Subcommittee on Surface Transportation - Maritime law - 1935 - 812 pages
...an application for financial aid under this title or in any statement required to be filed therewith makes any untrue statement of a material fact or omits to state any material fact necessary to make the statements not misleading shall upon conviction be fined not more than $5,000...
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To Develop an American Merchant Marine: Hearings... on H.R. 7521, Mar. 19 ...

United States. Congress. House. Merchant Marine and Fisheries - 1935 - 1292 pages
...application for financial aid under this title or in any statement required to be filed therewith, makes any untrue statement of a material fact or omits to state any material fact necessary to make the statements not misleading, shall upon conviction be fined not more than $5,000...
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Report on the Study and Investigation of the Work, Activities ..., Volumes 6-8

United States. Securities and Exchange Commission - Securities - 1936 - 1320 pages
...registration •Utement If the Commission finds that such statement "Includes any untrue statements of a material fact or omits to state any material fact required to be stated therein or necessary to make tbe statements therein not misleading.") On November 4 and 6 intensive amendments...
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Conservator in Bankruptcy: Hearing Before the Committee on the Judiciary ...

United States. Congress. House. Committee on the Judiciary - Bankruptcy - 1937 - 226 pages
...(«t) (1) or (2), or in any summary required to be sent, :given, or furnished under subsection (a) (3), makes any untrue statement •of a material fact or...shall upon conviction be fined not more than $5,000 or imprisoned not more than five years, or both. MISCELLANEOUS AMENDMENTS TO THE BANKRUPTCY ACT SEC. 4....
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Legislative Calendar, Volume 53, Part 2

United States. Congress. Senate. Committee on Finance - United States - 1939 - 1104 pages
...circumstances under which it was made false or misleading with respect to any material fact, or who shall omit to state any material fact required to be stated therein...make the statements therein not misleading, shall be liable to any person (not knowing that such statement was false or misleading or of such omission)...
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To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 pages
...and regulations thereunder; (2) That the declaration or prospectus includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading; (3) That the declarant or, if declarant...
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To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - Securities - 1937 - 580 pages
...finds that — (1) Such declaration or the prospectus filed therewith includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading; (2) Any fact exists, a finding as to the...
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Trust Indentures: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - Interstate commerce - 1938 - 106 pages
...Act and the rules and regulations thereunder; (2) the application includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading; (3) any person designated as trustee under...
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Trust Indentures. Hearings Before a Subcommittee ... on H.R. 10292 ... April ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 pages
...Act and the rules and regulations thereunder; (2) the application includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading; (3) any person designated as trustee under...
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