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REGULATION OF SALE OF SECURITIES

ASRARY

HEARING

BEFORE A

DIV.

1937

DOCUMENT SUBCOMMITTEE OF THE COMMITTEE ON BANKING AND CURRENCY

UNITED STATES SENATE

SEVENTY-FIFTH CONGRESS

FIRST SESSION

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ON

S. 2344

A BILL TO PROVIDE FOR THE REGULATION OF THE SALE
OF CERTAIN SECURITIES IN INTERSTATE AND FOR-
EIGN COMMERCE, AND THE TRUST INDEN-
TURES UNDER WHICH THE SAME

ARE ISSUED, AND FOR

OTHER PURPOSES

JUNE 9, 15, 22, and 29, 1937

Printed for the use of the Committee on Banking and Currency

STANFORD
LIBRARIES

UNITED STATES
GOVERNMENT PRINTING OFFICE

WASHINGTON : 1937

151514

604736

COMMITTEE ON BANKING AND CURRENCY

ROBERT F. WAGNER, New York, Chairman CARTER GLASS, Virginia

JOHN G. TOWNSEND, JR., Delaware ALBEN W. BARKLEY, Kentucky

FREDERICK STEIWER, Oregon ROBERT J. BULKLEY, Ohio

LYNN J. FRAZIER, North Dakota ROBERT R. REYNOLDS, North Carolina HENRY CABOT LODGE, JR., Massachusetts JAMES F. BYRNES, South Carolina JOHN H. BANKHEAD, Alabama WILLIAM GIBBS MCADOO, California ALVA B. ADAMS, Colorado FRANCIS T. MALONEY, Connecticut GEORGE L. RADCLIFFE, Maryland PRENTISS M. BROWN, Michigan HERBERT E. HITCHCOCK, South Dakota JAMES H. HUGHES, Delaware CLYDE L, HERRING, Iowa WILLIAM H. SMATHERS, New Jersey

LEON H. KEYSERLING, Clerk

SUBCOMMITTEE ON SECURITIES AND EXCHANGE

ROBERT F. WAGNER, New York, Chairman CARTER GLASS, Virginia

JOHN G. TOWNSEND, JR., Delaware
ROBERT J. BULKLEY, Ohio

LYNN J. FRAZIER, North Dakota
JAMES F. BYRNES, South Carolina
WILLIAM GIBBS MCADOO, California
FRANCIS T. MALONEY, Connecticut
JAMES H. HUGHES, Delaware
CLYDE L. HERRING, Iowa

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