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" When used in this title, unless the context otherwise requires — (1) the term "security" means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust... "
The Code of Federal Regulations of the United States of America - Page 196
2004
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volume 439

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - Courts - 1980 - 1224 pages
...Section 2(1) of the Securities Act, as amended, 15 U. 8. C. § 77b (1), defines a "security" as "any note, stock, treasury stock, bond, debenture, evidence...share, investment contract, voting-trust certificate, certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - Stock exchanges - 1933 - 594 pages
..."sell" shall include any contract to sell or •otherwise dispose of. (12) The term "security" means any note, stock, treasury stock, bond, •debenture, evidence...preorganization certificate or subscription, transferable share, voting-trust certificate, certificate of interest in property tangible or intangible, or, in general,...
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National securities exchange act 1934. Feb. 26-Apr. 5, 1934. 2 v

United States. Congress. Senate. Committee on Banking and Currency - Investment banking - 1934 - 1008 pages
...or participation in any profit-sharing agreement, oil. gas. and other mineral royalties and deeds, collateral-trust certificate, preorganization certificate...contract, voting-trust certificate, or in general, any instrument commonly known as a • -c. urity ". or any certificate of interest or participation in....
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - Stock exchanges - 1933 - 1262 pages
...•il. gn«, and other mineral royalties and deeds, collateral-trust certificate, pre'jrganization certificate or subscription, transferable share, investment...contract, voting-trust certificate, or in general, any instrument commonly known as a "security", or any certificate of interest or participation in, temporary...
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Federal Securities Act, Hearing Before ... 73-1, on H.R. 4314 ... , March 31 ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1933 - 260 pages
...following respective meanings: 1 (a) "Security" shall include any note, stock. Treasury stock, "blank" stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in a profit-sharing agreement, or right to subscribe to any of the foregoing, certificate of interest...
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Federal Securities Act: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - Interstate commerce - 1933 - 264 pages
...following respective meanings: (a) "Security" shall include any note, stock, Treasury stock, "blank" stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in a profit-sharing agreement, or right to subscribe to any of the foregoing, certificate of interest...
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Securities Act ,hearings Before ...,73-1, on S. 875 ...,March ..., Volumes 22-23

United States. Congress. Senate. Banking and Currency Committee - 1933 - 366 pages
...following respective meanings: (a) "Security" shall include any note, stock, treasury stock, "blank" stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in a profit-sharing agreement, or right to subscribe to any of the foregoing, certificate of interest...
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Securities Act: Hearings Before the Committee on Banking and Currency ...

United States. Congress. Senate. Committee on Banking and Currency - Disclosure of information - 1933 - 376 pages
...following respective meanings: (a) "Security" shall include any note, stock, treasury stock, "blank" stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in a profit-sharing agreement, or right to subscribe to any of the foregoing, certificate of interest...
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Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 pages
...or participation in any profit-sharing agreement, oil, gas, and other mineral royalties and deeds, collateral-trust certificate, preorganization certificate...contract, votingtrust certificate, or in general, any instrument commonly known as a "security , or any certificate of interest or participation in, temporary...
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Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - Stock exchanges - 1934 - 1106 pages
...or participation in any profit-sharing agreement, oil, gas, and other mineral royalties and deeds, collateral-trust certificate, preorganization certificate...contract, votingtrust certificate, or in general, any instrument commonly known as a "security", or any certificate of interest or participation in, temporary...
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