 | United States. Securities and Exchange Commission - Securities - 1956 - 926 pages
...effect as to a security, It shall be unlawful for any person, directly or indirectly — "(1) to make use of any means or instruments of transportation or communication In Interstate commerce or of the malls to sell or offer to buy such security through the use or medium of any prospectus or otherwise... | |
 | United States. Congress. House. Committee on the Judiciary - Bankruptcy - 1937 - 226 pages
...of this section, it shall be unlawful for any protective committee, directly or indirectly, to make use of any means or instruments of transportation...communication in interstate commerce or of the mails in order to solicit a protective committee agreement or any amendment thereto, or in order to solicit... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 pages
...effect, it shall be unlawful for any bondholders' committee, directly or indirectly — (1) to make use of any means or instruments of transportation...communication in interstate commerce or of the mails to solicit the deposit with said bondholders' committee or any agency designated by said bondholders'... | |
 | United States. Congress. Senate. Committee on Finance - United States - 1939 - 1104 pages
...as to such indenture, it shall be unlawful for any person, directly or indirectly — "(1) to make use of any means or instruments of transportation...communication in interstate commerce or of the mails to sell such security through the use or medium of any prospectus or otherwise; or "(2) to carry or... | |
 | United States. Securities and Exchange Commission - Securities - 1947 - 1062 pages
...effect as to a security, it shall be unlawful for any person, directly or indirectly — (1) to make use of any means or instruments of transportation...communication in interstate commerce or of the mails to sell or offer to buy such security through the use or medium of any prospectus or otherwise; or... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 pages
...qualification is effective, it shall be unlawful for any person, directly or indirectly — (1) to make use of any means or instruments of transportation...communication in interstate commerce or of the mails to sell such security through the use or medium of any prospectus or otherwise; or (2) to carry or... | |
 | United States. Securities and Exchange Commission - Securities - 1952 - 920 pages
...effect as to a security, it shall be unlawful for any person, directly or indirectly — (1) to make use of any means or instruments of transportation or communication in interstate commerce or of the malls to sell or offer to buy such security through the use or medium of any prospectus or otherwise;... | |
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Any person who — ( 1 ) offers or sells a security in violation of section 5, or (2) offers or sells a security (whether or not exempted by the provisions of section 3, other than paragraph (2) of subsection (a) thereof), by the use of any means or instruments... 
