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" ... by means of a prospectus or oral communication, which includes an untrue statement of a material fact or omits to state a material fact necessary in order to make the statements, in the light of the circumstances under which they were made, not misleading... "
Proposed Amendments to the Securities Act of 1933 and to the Securities ... - Page 814
by United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 1645 pages
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Official Gazette, Volume 80, Issues 11-13

Philippines - Law - 1984 - 496 pages
...investments by the use of any means or instruments of transportation or communication, by means of a prospectus, or oral communication, which includes...order to make the statements, in the light of the circums. tances under which they were made, not misleading, the purchaser not blowing of such untruth...
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Decisions and Reports, Volume 27

United States. Securities and Exchange Commission - Securities - 1953 - 1110 pages
...person who sells a security by use of the mails or any facility of interstate commerce by means of a prospectus or oral communication, which includes...material fact or omits to state a material fact necessary to make the statements in the light of the circumstances under which they are made not misleading,...
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Decisions and Reports, Volume 39

United States. Securities and Exchange Commission - Securities - 1962 - 1022 pages
...regulation have not been complied with or that any of the sales literature contains any untrue statement of a material fact or omits to state a material fact necessary In order to make the statements made not misleading. The rule further provides that, If a bearing Is requested,...
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Decisions and Reports

United States. Securities and Exchange Commission - Securities - 1958 - 1232 pages
...if It has reason to believe that . . . the offering circular . . . contain! an. untrue statement of a material fact or omits to state a material fact necessary In order to make the statements made . . . not misleading. "(b) . . . Where a hearing Is requested or...
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The Laws of Wisconsin

Wisconsin - Session laws - 1941 - 686 pages
...material fact or matter necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading (the purchaser not knowing of such misrepresentation, fraud or failure) , and every sale of a security made in violation of or noncompliance...
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Proposed Amendments to the Securities Act of 1933 and to the ..., Volume 2

United States. Congress. House. Committee on Interstate and Foreign Commerce - Securities - 1942 - 332 pages
...well as non-exempted, sold by the use of any means of interstate commerce or of the mails, by means of a prospectus or oral communication which includes...a material fact or omits to state a material fact, has the right of civil action against the seller: unless the seller can prove that he did not know,...
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Proposed Amendments to the Securities Act of 1933 and to the ..., Volume 5

United States. Congress. House. Committee on Interstate and Foreign Commerce - Securities - 1942 - 264 pages
...instruments of transportation or communication in interstate commerce or of the ma4ls, by means of a prospectus or oral communication, which includes an untrue statement of a material fact or omit8 to state a material fact necessary in order to make the statements, in the light of the circumstances...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1979 - 854 pages
...certifications, if any, as may be necessary in the public interest and for the protection of purchasers or necessary in order to make the statements in the light of the circumstances under which they are made, not misleading. 3. If a filing is to be consolidated pursuant to $ 1710.22, the...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1975 - 720 pages
...certifications, if any, as may be necessary in the public interest and for the protection of purchasers or necessary in order to make the statements in the light of the circumstances under which they are made, not misleading. 3. If a filing is to be consolidated pursuant to { 1710.22. the...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1978 - 1252 pages
...notification, the offering circular or any other sales literature contains any untrue statement of a material fact or omits to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they are made, not...
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