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" ... the beneficial owner of 10 percent or more of any class of equity securities, (2) any trust or other estate in which such person has a substantial beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity,... "
Code of Federal Regulations: Banks and banking - Page 458
1975
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - Securities - 1956
...ubstantial beneficial interest or as to which erson serves as trustee or in a similar fiducipacity, and (3) any relative or spouse of such person, or any relative...such person or who is a director or officer of the registrant or any of its parents or subsidiaries. Certified. The term "certified," when used in regard...
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The Code of Federal Regulations of the United States of America

Administrative law - 1982
...directly or indirectly, the beneficial owner of 10 percent or more of any class of equity securities, (ii) any trust or other estate in which such person has...applicant's meeting at which conversion will be voted upon. Title 12 — Banks and Banking (6) Board. The term "Board" refers to the Federal Home Loan Bank Board....
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1999
...the purposes of 563b.3(c)(8), it does not include any tax-qualified employee stock benefit plan, and (iii) Any relative or spouse of such person, or...the applicant or any of its parents or subsidiaries. (6) Association members. The term "association members" refers to persons who, pursuant to the charter...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1989
...purposes of 563b.3(c)(8) does not include any taxqualified employee stock benefit plan, and (ill) any relative or spouse of such person, or any relative...the applicant or any of its parents or subsidiaries. (6) Association members. The term "association members" refers to persons who, pursuant to the charter...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1978
...percent of the bank's equity capital accounts, regardless of the fact Footnotes continued from last page or spouse of such person, or any relative of such...such person or who is a director or officer of the bank or any of its parents or subsidiaries." ( 11.2(d).) 3"The term 'immediate family' includes a...
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The Code of Federal Regulations of the United States of America

Administrative law - 1967
...percent of the voting trust certificates; and (d) Any relative or spouse of any of the foregoing persons, or any relative of such spouse, who has the same home...such person or who is a director or officer of the Issuer or any of its parents or subsidiaries. Instructions. 1. This item applies to any person who...
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The Code of Federal Regulations of the United States of America

Administrative law - 1968
...percent of the voting trust certificates; and (d) Any relative or spouse of any of the foregoing persons, or any relative of such spouse, who has the same home...such person or who Is a director or officer of the issuer or any of its parents or subsidiaries. Instructions. 1. This item applies to any person who...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1994
...beneficial interest or as to which such person serves as trustee or in a similar fidiclary capacity; and (3) Any relative or spouse of such person, or any relative...such spouse, who has the same home as such person or 17 CFR Ch. II (4-1-94 Editor, who is a director or officer of the registrant or any of its parents...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1982
...interest or as to which such person serves as a trustee or in a similar fiduciary capacity, and (3) any relative or spouse of such person, or any relative of such spouse, who has the same home as in any material transaction to which the bank was, or is to be, a party. These items contain a number...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1979
...the registrant's voting securities; and (4) Any relative or spouse of any of the foregoing persons, or any relative of such spouse, who has the same home as such person or who is a director of officer of any parent or subsidiary of the registrant. Instructions. 1. No information need be given...
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