 ... the beneficial owner of 10 percent or more of any class of equity securities, (2) any trust or other estate in which such person has a substantial beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity,...  Code of Federal Regulations: 1949-1984 - Page 4601969Full view - About this book
 | United States. Securities and Exchange Commission - Securities - 1956 - 900 pages
...ubstantial beneficial interest or as to which erson serves as trustee or in a similar fiducipacity, and (3) any relative or spouse of such person, or any relative...such person or who is a director or officer of the registrant or any of its parents or subsidiaries. Certified. The term "certified," when used in regard... | |
 | Administrative law - 1982 - 884 pages
...directly or indirectly, the beneficial owner of 10 percent or more of any class of equity securities, (ii) any trust or other estate in which such person has...applicant's meeting at which conversion will be voted upon. Title 12 — Banks and Banking (6) Board. The term "Board" refers to the Federal Home Loan Bank Board.... | |
 | Administrative law - 1999 - 524 pages
...the purposes of §563b.3(c)(8), it does not include any tax-qualified employee stock benefit plan, and (iii) Any relative or spouse of such person, or...the applicant or any of its parents or subsidiaries. (6) Association members. The term "association members" refers to persons who, pursuant to the charter... | |
 | Administrative law - 1989 - 700 pages
...purposes of § 563b.3(c)(8) does not include any taxqualified employee stock benefit plan, and (ill) any relative or spouse of such person, or any relative...the applicant or any of its parents or subsidiaries. (6) Association members. The term "association members" refers to persons who, pursuant to the charter... | |
 | Administrative law - 1978 - 1266 pages
...percent of the bank's equity capital accounts, regardless of the fact Footnotes continued from last page or spouse of such person, or any relative of such...such person or who is a director or officer of the bank or any of its parents or subsidiaries." (§ 11.2(d).) 3"The term 'immediate family' includes a... | |
 | Virginia - Law - 1985 - 744 pages
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 | Administrative law - 1967 - 740 pages
...percent of the voting trust certificates; and (d) Any relative or spouse of any of the foregoing persons, or any relative of such spouse, who has the same home...such person or who is a director or officer of the Issuer or any of its parents or subsidiaries. Instructions. 1. This item applies to any person who... | |
 | Administrative law - 1968 - 768 pages
...percent of the voting trust certificates; and (d) Any relative or spouse of any of the foregoing persons, or any relative of such spouse, who has the same home...such person or who Is a director or officer of the issuer or any of its parents or subsidiaries. Instructions. 1. This item applies to any person who... | |
 | Administrative law - 1994 - 850 pages
...beneficial interest or as to which such person serves as trustee or in a similar fidiclary capacity; and (3) Any relative or spouse of such person, or any relative...such spouse, who has the same home as such person or 17 CFR Ch. II (4-1-94 Editor, who is a director or officer of the registrant or any of its parents... | |
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