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1st Session

COMMITTEE PRINT

PRINT 103-F

United States.

COMPILATION OF SECURITIES LAWS
WITHIN THE JURISDICTION OF THE
COMMITTEE ON ENERGY

AND COMMERCE

INCLUDING

SECURITIES ACT OF 1933
SECURITIES EXCHANGE ACT OF 1934
PUBLIC UTILITY HOLDING COMPANY ACT OF 1935

TRUST INDENTURE ACT OF 1939
INVESTMENT COMPANY ACT OF 1940

INVESTMENT ADVISERS ACT OF 1940
SECURITIES INVESTOR PROTECTION ACT OF 1970

MARCH 1993

Printed for the use of the
House Committee on Energy and Commerce

U.S. GOVERNMENT PRINTING OFFICE

65-200

WASHINGTON : 1993

For sale by the U.S. Government Printing Office
Superintendent of Documents, Mail Stop: SSOP, Washington, DC 20402-9328

ISBN 0-16-040250-6

COMMITTEE ON ENERGY AND COMMERCE

JOHN D. DINGELL, Michigan, Chairman
HENRY A. WAXMAN, California

CARLOS J. MOORHEAD, California
PHILIP R. SHARP, Indiana

THOMAS J. BLILEY, JR., Virginia
EDWARD J. MARKEY, Massachusetts

JACK FIELDS, Texas
AL SWIFT, Washington

MICHAEL G. OXLEY, Ohio
CARDISS COLLINS, Illinois

MICHAEL BILIRAKIS, Florida
MIKE SYNAR, Oklahoma

DAN SCHAEFER, Colorado
W.J. "BILLY” TAUZIN, Louisiana

JOE BARTON, Texas
RON WYDEN, Oregon

ALEX MCMILLAN, North Carolina
RALPH M. HALL, Texas

J. DENNIS HASTERT, Illinois
BILL RICHARDSON, New Mexico

FRED UPTON, Michigan
JIM SLATTERY, Kansas

CLIFF STEARNS, Florida
JOHN BRYANT, Texas

BILL PAXON, New York
RICK BOUCHER, Virginia

PAUL E. GILLMOR, Ohio
JIM COOPER, Tennessee

SCOTT KLUG, Wisconsin
J. ROY ROWLAND, Georgia

GARY A. FRANKS, Connecticut
THOMAS J. MANTON, New York

JAMES C. GREENWOOD, Pennsylvania
EDOLPHUS TOWNS, New York

MICHAEL D. CRAPO, Idaho
GERRY E. STUDDS, Massachusetts
RICHARD H. LEHMAN, California
FRANK PALLONE, JR., New Jersey
CRAIG A. WASHINGTON, Texas
LYNN SCHENK, California
SHERROD BROWN, Ohio
MIKE KREIDLER, Washington
MARORIE MARGOLIES-MEZVINSKY,

Pennsylvania
BLANCHE M. LAMBERT, Arkansas

ALAN J. ROTH, Staff Director and Chief Counsel

DENNIS B. FITZGIBBONS, Deputy Staff Director
MARGARET A. DURBIN, Minority Chief Counsel and Staff Director

(II)

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IV

Page

595

Appendix-Continued

Internal Revenue Code of 1986, Sections 103, 401, 403, 404, 414, 501,

521, 851 Employee Retirement Income Security Act, Section 3(21) (29 U.S.C.

627 628

1002(21)
Alaska Native Claims Settlement Act, Section 28 (43 U.S.C. 1625)
Regional Rail Reorganization Act of 1973, Section 210(g) (45 U.S.C.

720(g))
Communications Act of 1934, Section 3 (h), (t) (47 U.S.C. 153 (h) (t))
Title 49, United States Code, Section 11367
Regulatory Definition of “Separately Identifiable Department or Division

of a Bank,” Rule G-1 Index to Appendix

630 631 633

634 637

SECURITIES ACT OF 1933

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