Page images
PDF
EPUB

interpretation, and is a responsibility of this Court as

ultimate interpreter of the Constitution."

Notwithstanding the deference each branch must accord the others, the "judicial power of the United States" vested in the federal courts by Art III, 1 of the Constitution can no more be shared with the Executive Branch than the Chief Executive, for example, can share with the Judiciary the veto power, or the Congress share with the Judiciary the power to override a presidential ve to. Any other conclusion would be contrary to the basic concept of separation of powers and the checks and balances that flow from the scheme of a tripartite government. The Federalist, No. 47, p 313 (C. F. Mitte led 1938). We therefore reaffirm that it is "emphatically the province and the duty" of this Court "to say what the law is" with respect to the claim of privilege presented in this case. Marbury v. Madison, supra, at 177, 2L Ed 60.

B

In support of his claim of absolute privilege, the President's counsel urges two grounds one of which is common to all govermments and one of which is peculiar to our system of separation of powers. The first ground is the valid need for protection of cummunications between high government officials and those who advise and assist them in the performance of their manifold duties; the importance of this confidentiality is too plain to require further discussion. Human experience teaches that those who expect public dissemination of their remarks may well temper candor with a concern for appearances and for their own interests to the detriment of the decisionmaking process. Whatever the nature of the privilege of confidentiality of presidential communications in the exercise of Art II powers the privilege can be said to derive from the supremacy of each branch within its own assigned area of constitutional duties. Certain powers and privileges flow from the nature of enumerated powers; the protection of the confidentiality of presidential communications has similar constitutional underpinnings.

The second ground asserted by the President's counsel in support of the claim of absolute privilege rests on the doctrine of separation of powers. Here it is argued that the independence of the Executive Branch within its own sphere, Humphrey's Executor v. United States, 295 US 602, 629-630, 79 L Ed 1611, 55 S Ct 869; Kilbourn v. Thompson, 103 US 168, 190-191, 26 L Ed 377 (1880), insulates a president from a judicial subpoena in an ongoing criminal prosecution, and thereby protects confidential presidential communications.

However, neither the doctrine of separation of powers, nor the need for confidentiality of high level communications, without

more, can sustain an absolute, unqualified presidential privilege of immunity from judicial process under all circumstances. The President's need for complete candor and objectivity from advisers calls for great de ference from the courts. However, when the privilege depends solely on the broad, undifferentiated claim of public interest in the confidentiality of such conversations, a confrontation with other values arises. Absent a claim of need to protect military, diplimatic or sensitive national security secrets, we find it difficult to accept the argument that even the very important interest in confidentiality of presidential communications is significantly diminished by production of such material for in camera inspection with all the protection that a district court will be obliged to provide.

The impediment that an absolute, unqualified privilege would place in the way of the primary constitutional duty of the Judicial Branch to do justice in criminal prosecutions would plainly conflict with the function of the courts under Art III. In designing the structure of our Government and dividing and allocating the sovereign power among three coequal branches, the Framers of the Constitution sought to provide a comprehensive system, but the separate powers were not intended to operate with absolute independence.

"While the Constitution diffuses power the better to secure
liberty, it also contemplates that practice will integrate
the dispersed powers into a workable government. It enjoins
upon its branches separateness but interdependence, autonomy
but reciprocity." Youngstown Sheet & Tube Co. v. Sawyer, 343
US 579, 635, 96 L Ed 1153, 72 S Ct 863, 26 ALR2d 1378 (1952)
(Jackson, J., concurring).

To read the Art II powers of the President as providing an absolute privilege as against a subpoena essential to enforcement of criminal statutes on no more than a generalized claim of the public interest in confidentiality of nonmilitary and nondiplomatic discussions would upset the constitutional balance of "a workable government" and gravely impair the role of the courts under Art III.

C

Since we conclude that the legitimate needs of the judicial process may outweigh presidential privilege, it is necessary to resolve those competing interests in a manner that preserves the essential functions of each branch. The right and indeed the duty to resolve that question does not free the judiciary from according high respect to the representations made on behalf of the President. United States, v. Burr, 25 Fed Cas 187, 190, 191-192 (No. 14, 694) (1807).

The expectation of a President to the confidentiality of his conversations and correspondence, like the claim of confidentiality of judicial deliberations, for example, has all the values to which we accord de ference for the privacy of all citizens and added to those values the necessity for protection of the public interest in candid, objective, and even blunt or harsh opinions in presidential decision making. A President and those who assist him must be free to explore alternatives in the process of shaping policies a and making decisions and to do so in a way many would be unwilling to express except privately. These are the considerations justifying a presumptive privilege for presidential communications. The privilege is fundamental to the operation of government and inextricably rooted in the separation of powers under the Constitution. In Nixon v. Sirica, --US App DC, 487 F2d 700 (1973), the Court of Appeals held that such presidential communications are "presumptively privileged," id., at 717, and this position is accepted by both parties in the present litigation. We agree with Mr. Chief Justice Marshall's observation, there fore. that "in no case of this kind would a court be required to proceed against the President as against an ordinary individual." United States v. Burr, 25 Fed Cas 187, 191 (No. 14,694) (CCD Va 1807).

But this presumptive privilege must be considered in light of our historic commitment to the rule of law. This is nowhere more profoundly manifest than in our view that "the twofold aim [of criminal justice] is that guilt shall not escape or innocence suffer." Berger v. United States, 295 US 78, 88, 79 L Ed 1314, 55 S Ct 629 (1935). We have elected to employ an adversary system of criminal justice in which the parties contest all issues before a court of law. The need to develop all relevant facts in the adversary system is both fundamental and comprehensive. The ends of criminal justice would be defeated if judgments were to be founded on a partial or speculative presentation of the facts. The very integrity of the judicial system and public confidence in the system depend on full disclosure of all the facts, within the framework of the rules of evidence. To ensure that justice is done, it is imperative to the function of courts that compulsory process by available for the production of evidence needed either by the prosecution or by the defense.

Only recently the Court restated the ancient proposition of law, albeit in the context of a grand jury inquiry rather than a trial,

"that the public
has a right to every man's evidence'
except for those persons protected by a constitutional,
common law, or statutory privilege, United States b. Bryan,
339 US, at 331, [94 L Ed 884] (1949); Blackmer v. United States
284 US 421, 438, [76 L Ed 375, 52 S Ct 252]; Branzburg v.
United States, 408 US 665, 688, [33 L Ed 2d 626, 92 S Ct2646]
(1972)."

The privileges referred to by the Court are designed to protect wei hty and legitimate competing interests. Thus, the Fifth Amendment to the Constitution provides that no man "shall be compelled in any criminal case to be a witness against himself." And, generally, an attorney or a priest may not be required to disclose what has been revealed in professional confidence. These and other interests are recognized in law by privileges against forced disclosure, established in the Constitution, by statute, or at common law. Whatever their origins, these exceptions to the demand for every man's evidence are not lightly created nor expansively construed, for they are in derogation of the search for truth.

In this case the President challenges a subpoena served on him as a third party requiring the production of materials for use in a criminal prosecution on the claim that he has a privilege against disclosure of confidential communications. He does not place his claim of privilege on the ground they are military or diplomatic secrets. As to these areas of Art II duties the courts have traditionally shown the utmost deference to presidential responsibilities. In C. & S. Air Lines v. Waterman Steamship Corp., 333 US 103, 111, 92 L Ed 568, 68 S Ct 431 (1948), dealing with presidential authority involving foreign policy considerations, the Court said:

"The President, both as Commander-in-Chief and as the Nation's
organ for foreign affairs, has available intelligence services
whose reports are not and ought not to be published to the world.
It would be intolerable that courts, without the relevant infor-
mation, should review and perhaps nullify actions of the
Executive taken in information properly held secret."
at 111, 92 L Ed 568.

Id.,

In United States v. Reynolds, 345 US 1, 97 L Ed 727, 73 S Ct 528,
32 ALR 2d 382 (1953), dealing with a claimant's demand for evidence
in a damage case against the Government the Court said:

"It may be possible to satisfy the court, from all the circum-
stances of the case, that there is a reasonable danger that
compulsion of the evidence will expose military matters which,
in the interest of national security, should not be divulged.
When this is the case, the occasion for the privilege is
appropriate, and the court should not jeopardize the security
which the privilege is meant to protect by insisting upon
an examination of the evidence, even by the judge alone, in

chambers.'

No case of the Court, however, has extended this high degree of
de ference to a President's generalized interest in confiden-
tiality. Nowhere in the Constitution, as we have noted earlier,
is there any explicit reference to a privilege of confidentiality,
yet to the extent this interest related to the effective dis-
charge of a President's powers, it is constitutionally based.

The right to the production of all evidence at a criminal trial similarly has constitutional dimensions. The Sixth Amendment explicitly confers upon every defendant in a criminal trial the right "to be confronted with the witnesses against him" and "to have complusory process for obtaining witnesses in his favor." Moreover, the Fifth Amendment also guarantees that no person shall be deprived of liberty without due process of law. It is the manifest duty of the courts to vindicate those guarantees and to accomplish that it is essential that all relevant and admissible evidence be produced.

In this case we must weigh the importance of the general privilege of confidentiality of presidential communications in performance of his responsibilities against the inroads of such a privilege on the fair administration of criminal justice. The interest in preserving confidentiality is weighty indeed and entitled to great respect. However we cannot conclude that advisers will be moved to temper the candor of their remarks by the infre quent occasions of disclosure because of the possibility that such conversations will be called for in the contest of a criminal

prosecution.

On the other hand, the allowance of the privilege to withhold evidence that is demonstrably relevant in a criminal trial would cut deeply into the guarantee of due process of law and gravely impair the basic function of the courts. A President's acknowledged need for confidentiality in the communications of his office is general in nature, whereas the constitutional need for production of relevant evidence in a criminal proceeding is specific and central to the fair adjudication of a particular criminal case in the administration of justice. Without access to specific facts a criminal prosecution may be totally frustrated. The President's broad interest in confidentiality of communications will not be vitiated by disclosure of a limited number of conversations preliminarily shown to have some bearing on the pending criminal cases.

We conclude that when the ground for asserting privilege as to subpoenaed materials sought for use in a criminal trial is based only on the generalized interest in confidentiality, it cannot prevail over the fundamental demands of due process of law in the fair administration of criminal justice. The generalized assertion of privilege must yield to the demonstrated, specific need for evidence in a pending criminal trial.

We have earlier determined that the District Court did not err in authorizing the issuance of the subpoena. If a President concludes that compliance with a subpoena would be injurious to

« PreviousContinue »