| United States. Congress - 1932 - 742 pages
...wav passed upon the merits of, or given approval to, such security." That section also declares it to be unlawful to make or cause to be made to any prospective purchaser of a security any representation contrary to the provisions of that section. COOPERATION WITH NATIONAL... | |
| United States. Congress. House. Committee on the Judiciary - Bankruptcy - 1937 - 226 pages
...any security, or any protective committee, protective committee agreement, or plan of reorganization. It shall be unlawful to make, or cause to be made, to any person, any representation contrary to 'the foregoing provisions of this subsection. filed under subsection... | |
| United States. Securities and Exchange Commission - Securities - 1952 - 920 pages
...direct outgrowth of his method of doing business. Accordingly we find that Johnson will" Section 23 provides : Neither the fact that the registration...contrary to the foregoing provisions of this section. ''Rule IV (c) of our Rules of Practice provides: "When issues not raised by the pleading *' > party... | |
| United States. Securities and Exchange Commission - Securities - 1951 - 862 pages
...an untrue statement of fact or omit to state a material fact, or be held to mean that the Commiiion has in any way passed upon the merits of, or given...prospective purchaser any representation contrary to tkl foregoing provisions of this section. sale of the latter, but by requiring those who propose to... | |
| United States - Corporation law - 1938 - 48 pages
...that such statement or report is true and accurate on its face or that it is not false or misleading. It shall be unlawful to make, or cause to be made, to any prospective purchaser or seller of a security any representation that any such action or failure to act by any such authority... | |
| United States - Law - 1953 - 1692 pages
...that such statement or report is true and accurate on its face or that it is not false or misleading. e expert; and (D) as regards any part of the or seller of a security any representation that any such action or failure to act by any such authority... | |
| United States - Corporation law - 1964 - 356 pages
...prosecution and punishment for perjury committed in so testifying. UNLAWFUL REPRESENTATIONS SEC. 23. Neither the fact that the registration statement for...contrary to the foregoing provisions of this section. PENALTIES SEC. 24. Any person who willfully violates any of the provisions of this title, or the rules... | |
| United States - Corporation law - 1944 - 296 pages
...the fact that a stop order is not in effect with respect thereto shall be deemed a finding by tlie Commission that the registration statement is true...contrary to the foregoing provisions of this section. PENALTIES SEC. 24. Any person who willfully violates any of the provisions of this title, or the rules... | |
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