...applicable in the context of bank corporate financing activities. In the case of TT/ If the requirements of the New York Stock Exchange ("NYSE") or the American Stock Exchange ("Amex") were applicable to banks, they would also be required to retain and make their advertising material...

...securities of the predecessor entities for the most part are thinly traded in the secondary markets, the securities of the new entity often are listed...("NYSE") or the American Stock Exchange ("AMEX") or traded on NASDAQ. 4 / Before sponsors may proceed with a roll-up, the requisite number of limited partners...

...and December 1981 and was announced in the Wall Street Journal. 3. The bidder or the target firm was listed on the New York Stock Exchange (NYSE) or the American Stock Exchange (ASE) at the time of the merger proposal. 4. The government's complaint alleged that the merger endangered...

...look at, say, GM, the ticker symbol for General Motors. Ticker symbols with three or fewer letters are listed on the New York Stock Exchange (NYSE) or the American Stock Exchange. Think GM, IBM, or XOM, the new symbol for the merged Exxon-Mobil. Ticker symbols with four letters...

...document that, in approximately 30 percent of a random sample of 240 corporations listed on either the New York Stock Exchange (NYSE) or the American Stock Exchange (Amex), the board and top officers control at least 20 percent of the votes. Holderness and Sheehan (1988)...

...involving the 50 largest targets that satisfy the following two criteria: the acquirer is a US company listed on the New York Stock Exchange (NYSE) or the American Stock Exchange (Amex), and the target and acquirer are not financial or regulated companies. Target-firm size is computed...

...given merger or acquisition official announcement. The stocks of the megabanks were traded in either the New York Stock Exchange (NYSE) or the American Stock Exchange (AMEX) on the date of the announcement over the given period, 1990 through 1997. The total population is restricted...

...of mid- or large-cap stocks. Third market Exchange-listed securities, such as those that are traded on the New York Stock Exchange (NYSE) or the American Stock Exchange (AMEX), may also be bought and sold off the exchange, or over-the-counter (OTC), in what is known as the third...

...both real estate and oil and gas limited partnership interests have declined substantially since 1986. securities of the new entity often are listed on the...("NYSE") or the American Stock Exchange ("AMEX") or traded on NASDAQ. 4/ Before sponsors may proceed with a roll-up, the requisite number of limited partners...

...fines. Section 6 of the Exchange Act provides authority for any registered securities exchange, such as the New York Stock Exchange (NYSE) or the American Stock Exchange (Amex), to impose fines and other sanctions on members who violate securities laws and regulations and SRO...