Rollups by BankAtlantic Financial Corp: Hearing Before the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, House of Representatives, One Hundred Second Congress, First Session ... July 10, 1991, Volume 4 |
From inside the book
Results 1-5 of 40
Page 4
... rules and practices of the committee , but in order to comply fully with the process you gentlemen are aware that copies of the Rules of the subcommittee , the full committee and of the House are available to you there to inform you of ...
... rules and practices of the committee , but in order to comply fully with the process you gentlemen are aware that copies of the Rules of the subcommittee , the full committee and of the House are available to you there to inform you of ...
Page 13
... rules of the Energy and Commerce Committee and the House of Representatives . Do you desire to be represented by counsel here ? Mr. HENRY . No. Mr. ROWLAND . It is customary to swear in all witnesses . Do you object to being sworn in ...
... rules of the Energy and Commerce Committee and the House of Representatives . Do you desire to be represented by counsel here ? Mr. HENRY . No. Mr. ROWLAND . It is customary to swear in all witnesses . Do you object to being sworn in ...
Page 15
... rules of disclosure , violated security laws , violated all of the rules that the Securities and Exchange Commission later will testify to . We knew of clients that were called as many as five times on the telephone in 1 day up to ...
... rules of disclosure , violated security laws , violated all of the rules that the Securities and Exchange Commission later will testify to . We knew of clients that were called as many as five times on the telephone in 1 day up to ...
Page 24
... rules have already been in place since 1940 for mutual funds . If they had been in place from the beginning with the limited partnership investment , most of the abuses would not have occurred . By placing the General Partner under the ...
... rules have already been in place since 1940 for mutual funds . If they had been in place from the beginning with the limited partnership investment , most of the abuses would not have occurred . By placing the General Partner under the ...
Page 25
... rules and regulations , the limited partner is totally at the mercy of the General Partner's honesty , and is subjected to risks unimagined during the life of the investment . If these rules are not adopted , then I feel that the ...
... rules and regulations , the limited partner is totally at the mercy of the General Partner's honesty , and is subjected to risks unimagined during the life of the investment . If these rules are not adopted , then I feel that the ...
Other editions - View all
Common terms and phrases
$30 million Administrative affiliates Alan Levan amount appraised value approximately assets bank holding company BankAtlantic Financial Corporation BankAtlantic's bankers believe BLILEY capital requirements cash CHAFIN Chairman clients commercial banks Commission's committee concerns CONGRES CONGRESS THE LIBRARY debentures DINGELL disclosure dollars Dory Doty entity Exchange Commission fairness FDIC federal securities laws fiduciary breach fiduciary duties filed financial services firm funds Glass-Steagall Glass-Steagall Act Goldman Sachs HENRY I.R.E. Financial Corporation I.R.E. Real Estate industry infused institution investors involved issues junk bonds LIBRARY OF CONGRESS limited partners limited partnerships Managing General Partner matter paid percent Property Management Fees proposed prospectus proxy question real estate real estate investment received registration statement Reimbursement roll-up transactions rollup ROWLAND rules RYAN Second Roll-up Securities and Exchange Series 21 sold solicitation staff subcommittee taxpayer tell testimony tion U.S. Capital Securities vote WEINSTEIN worth
Popular passages
Page 91 - Commission that the registration statement is true and accurate on its face or that it does not contain an untrue statement of fact or omit to state a material fact, or be held to mean that the Commission has in any way passed upon the merits of, or given approval to, such security. It shall be unlawful to make, or cause to be made, to any prospective purchaser any representation contrary to the foregoing provisions of this section.
Page 91 - The fact that a proxy statement, form of proxy or other soliciting material has been filed with or examined by the Commission shall not be deemed a finding by the Commission that such material is accurate or complete or not false or misleading, or that the Commission has passed upon the merits of or approved any statement contained therein or any matter to be acted upon by security holders. No representation contrary to the foregoing shall be made.
Page 91 - Neither the fact that the registration statement for a security has been filed or is in effect nor the fact that a stop order is not in eifect with respect thereto shall be deemed a finding by the Commission that the registration statement is true and accurate on its face or that it does not contain an untrue statement of fact or omit to state a material fact, or be held to mean...
Page 98 - ... under Section 12(1) of the Securities Act alleging violation of the registration requirements of Section 5 of the Securities Act.
Page 78 - ... listed on the New York Stock Exchange ("NYSE") or the American Stock Exchange ("AMEX") or traded on NASDAQ.
Page 146 - If you have no objection then to testifying under oath, would you please rise and raise your right hand. [Witness sworn.] Mr. DINGELL.
Page 106 - We will stand in recess for about 5 minutes. [Brief recess.] Mr. DINGELL. The subcommittee will come to order. Mr.
Page 127 - Chairman Subcommittee on Oversight and Investigations US House of Representatives Washington, DC 20515 Dear...
Page 127 - THE FEDERAL POWER ACT This memorandum analyzes the legal impact of the Supreme Court's Colton...
Page 75 - But §14a doesn't pose responsibility for false and leading proxy statements. Although a corporate transaction's 'fairness' is not, as such, a federal concern, a proxy statement's claim of fairness presupposes a factual integrity that federal law is expressly concerned to preserve.