Small Business Informational Package |
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Results 1-5 of 52
Page 6
... exceed $ 1,000,000 , less the aggregate offering price for all securities sold within the twelve months before the start of and during the offering of securities under this §230.504 in reliance on any exemption under section 3 ( b ) of ...
... exceed $ 1,000,000 , less the aggregate offering price for all securities sold within the twelve months before the start of and during the offering of securities under this §230.504 in reliance on any exemption under section 3 ( b ) of ...
Page 7
... exceed $ 5,000,000 , less the aggregate offering price for all securities sold with- in the twelve months before the start of and during the offering of securities under this §230.505 in reliance on any exemption under section 3 ( b ) ...
... exceed $ 5,000,000 , less the aggregate offering price for all securities sold with- in the twelve months before the start of and during the offering of securities under this §230.505 in reliance on any exemption under section 3 ( b ) ...
Page 11
... exceed 20 percent of the purchaser's net worth . The two tests under Rule 501 ( a ) ( 5 ) must be considered separately . Thus , for instance , in computing the " total pur- chase price " for the 20 percent of net worth limitation , the ...
... exceed 20 percent of the purchaser's net worth . The two tests under Rule 501 ( a ) ( 5 ) must be considered separately . Thus , for instance , in computing the " total pur- chase price " for the 20 percent of net worth limitation , the ...
Page 12
... exceed $ 200,000 in the year of investment . ( 20 ) Question : A corporation with a net worth of $ 2,000,000 purchases securities in a Regulation D offering . Is the corporation an accredited investor under Rule 501 ( a ) ( 6 ) ? Answer ...
... exceed $ 200,000 in the year of investment . ( 20 ) Question : A corporation with a net worth of $ 2,000,000 purchases securities in a Regulation D offering . Is the corporation an accredited investor under Rule 501 ( a ) ( 6 ) ? Answer ...
Page 13
... exceed the amount allowed under section 3 ( b ) . This presumes that the payments are in fact for interest . See Preliminary Note 6 to Regulation D. 23 24 See letter to Kim R. Clark , Esq . dated November 8 , 1982 . See letters to ...
... exceed the amount allowed under section 3 ( b ) . This presumes that the payments are in fact for interest . See Preliminary Note 6 to Regulation D. 23 24 See letter to Kim R. Clark , Esq . dated November 8 , 1982 . See letters to ...
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Common terms and phrases
accepted accounting principles accounting accredited investor additional affiliates aggregate offering price agreement amortization applicable appropriate audited balance sheet basis capital caption cash certificate chapter Column compensation computed consolidated costs CUSIP director disclosed disclosure dividends document effective date estimated exceed Exchange Act Exchange Commission executive officer exemption expenses fees financial information financial statements foreign forma furnished included income statement income tax incorporated by reference information required interest issuer liabilities limited partnership loans material offering circular offering statement oil and gas operations partner percent person post-effective amendment preferred stock presented principal prior pro forma programs proved reserves purchase pursuant to paragraph recent fiscal registrant's registration statement Regulation D Regulation S-K repurchase agreements required by Item revenues Rule schedule Securities Act Securities and Exchange security holders separately shares significant specified subsidiaries term thereof thereto tion transaction underwriters unit investment trust