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" affiliate' of, or a person 'affiliated' with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified. "(f) Control. The term... "
Regulated Carriers Financial Stability Act, Hearings Before the Surface ... - Page 114
by United States. Congress. Senate. Committee on Commerce - 1974 - 240 pages
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Official Gazette, Volume 84, Issues 36-41

Philippines - Law - 1988 - 768 pages
...Affiliate. — An "affiliate" of, a person affiliated" *vith a specific person, a specified person is a person that directly or indirectly, through one...intermediaries, controls, or is controlled by, or is under common control with, the person specified. Auditor's report — The term "auditor's report",...
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Decisions and Reports

United States. Securities and Exchange Commission - Securities - 1958 - 1232 pages
...such person directly or indirectly through one or more intermediaries". "Affiliate" was defined as "a person that directly, or indirectly through one...by, or is under common control with such person". And "control" was defined as "the possession, directly or indirectly, of the power to direct or cause...
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Decisions and Reports, Volume 9

United States. Securities and Exchange Commission - Securities - 1943 - 1160 pages
..."purchased from an affiliate . . ." An "affiliate" of a specified person, according to Rule 455, is "a person that directly, or indirectly through one...intermediaries, controls, or is controlled by, or is under common control with, the person specified." Since there is nothing in the response to item 27...
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Decisions and Reports, Volume 38

United States. Securities and Exchange Commission - Securities - 1960 - 996 pages
...financial statements therein. * Under Rule 1-02 of Regulation SX, an affiliate of a specified person Is a person that directly, or indirectly through one...intermediaries, controls, or Is controlled by, or Is under common control with, the person specified. 82 S.KC. 377, 389 (1937). t Accounting Series Release...
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The Code of Federal Regulations of the United States of America ..., Book 5

Administrative law - 1948 - 1480 pages
...to Indicate a relationship with the applicant, shall Include any person or concern that directly, or Indirectly through one or more Intermediaries, controls, or is controlled by, or is under common control with, the applicant. The term "control" (including the terms "controlled by" and...
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United States Code, Volume 2

United States - Law - 2000 - 1216 pages
...the following definitions shall apply: (1) Affiliate of the issuer The term "affiliate of the Issuer" means a person that directly or indirectly, through...intermediaries, controls or is controlled by or Is under common control with, the issuer. (2) Covered class action (A) In general The term "covered class...
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Proposed Amendments to the Securities Act of 1933 and to the ..., Volume 5

United States. Congress. House. Committee on Interstate and Foreign Commerce - Securities - 1942 - 264 pages
...or indirectly through one or more intermediaries: an "affiliate" of a specified person is defined as a person that directly, or indirectly through one...intermediaries, controls or is controlled by, or is under common control with, the person specified ; the term "control" (including the terms "controlling,"...
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The Code of Federal Regulations of the United States of America

Administrative law - 1980 - 680 pages
...to be issued pursuant to the plan, whether or not other like securities are offered under the plan in exchange for securities of, or claims against,...controlled by, or is under common control with such person. 14) Material The term "material" woen used to modify "relationship" means any relationship that a reasonable...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1978 - 1252 pages
...included as "securities of the issuer." ,£2) Affiliate. The term "affiliate" of or "affiliated" with a person means a person that directly or indirectly...controlled by, or is under common control with such person. (3) Executive officer. The term "executive officer" means the president, secretary, treasurer, any...
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The Code of Federal Regulations of the United States of America

Administrative law - 1977 - 958 pages
...Included as "securities of the Issuer." (2) Affiliate. The term "affiliate" of or "affiliated" with a person means a person that directly or indirectly...controlled by, or is under common control with such person. (3) Executive officer. The term "executive officer" means the president, secretary, treasurer, any...
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