 | United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1180 pages
...Securities and Exchange Commission requires that every prospectus issued under the 1933 Act bear the words, "These Securities have not been approved or disapproved by the Securities and Exchange Commission" and "it is a criminal -^ffense to represent that the Commission has approved these securities or has... | |
 | United States. Congress. Senate. Committee on Banking and Currency - Banking law - 1940 - 1174 pages
...Securities and Exchange Commission requires that every prospectus issued under the 1933 Act bear the words, "These Securities have not been approved or disapproved by the Securities and Exchange Commission" and "it is a criminal offense to represent that the Commission has approved these securities or has... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 1720 pages
...responsibility. Every underwriter is required to put on his prospectus some variation of this statement : These securities have not been approved or disapproved by the Securities and Exchange Commission. The investor, therefore, is in this peculiar position. The underwriter offers him a security, but it... | |
 | Administrative law - 1968 - 768 pages
...in bold-face roman type at least as large as ten-point modern type and at least two points leaded: These securities have not been approved or disapproved...representation to the contrary Is a criminal offense. [16 PB 8736, Aug. 29, 1951] § 230.425a Statement required on prospectus regarding delivery of prospectuses... | |
 | Administrative law - 1997 - 734 pages
...printed in boldface roman type at least as large as ten-point modern type and at least two points leaded: "THESE SECURITIES HAVE NOT BEEN APPROVED OR DISAPPROVED...REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE"; and (2) In the case of any prospectus to be used before the effective date of the registration statement... | |
 | Administrative law - 1980 - 680 pages
...least as large as ten-point modern type and at least two points leaded: These securities have not becn approved or disapproved by the Securities and Exchange...representation to the contrary is a criminal offense. [ 16 FR 8736. Aug. 29. 1951] § 230.425a Statement required on prospectus regarding delivery of prospectuses... | |
 | Administrative law - 1997 - 714 pages
...twelvepoint modern type and at least two points leaded; (5) The following statement in capital letters: THESE SECURITIES HAVE NOT BEEN APPROVED OR DISAPPROVED...COMMISSION PASSED UPON THE ACCURACY OR ADEQUACY OF THIS 17 CFR Ch. II (4-1-97 Edition) or other group for the purpose of acquiring, holding or disposing of... | |
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These securities have not been approved or disapproved by the Securities and Exchange Commission nor has the Commission passed upon the accuracy or adequacy of this prospectus. Any representation to the contrary Is a criminal offense. 
