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" Each purchaser who is not an accredited investor either alone or with his purchaser representative(s) has such knowledge and experience in financial and business matters that he is capable of evaluating the merits and risks of the prospective investment,... "
Regulated Carriers Financial Stability Act, Hearings Before the Surface ... - Page 114
by United States. Congress. Senate. Committee on Commerce - 1974 - 240 pages
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The Code of Federal Regulations of the United States of America

Administrative law - 1978 - 1130 pages
...such person or any persons related to him as specified in paragraph (a)QKi) (a) or (b) of this section collectively are the beneficial owners of 100 percent...knowledge and experience in financial and business matters §230.146 that he. either alone, or together with other offeree representatives or the offeree, is...
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The Code of Federal Regulations of the United States of America

Administrative law - 1979 - 1228 pages
...such person or any persons related to him as specified in paragraph (aXIXi) (a) or (b) of this section collectively are the beneficial owners of 100 percent...directors' Qualifying shares) or equity interest; (11) Has such knowledge and experience in financial and business matters that he, either alone, or...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 2000 - 714 pages
...percent of the equity securities (excluding directors' qualifying shares) or equity interests; (2) Has such knowledge and experience in financial and business matters that he is capable of evaluating, alone, or together with other purchaser representatives of the purchaser,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1978 - 1252 pages
...Immediately prior to making any sale, after making reasonable inquiry, either: (i) That the offeree has such knowledge and experience in financial and business matters that he is capable of evaluating the merits and risks of the prospective investment, or (ii) That the offeree...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1998 - 784 pages
...Each purchaser who is not an accredited Investor either alone or with his purchaser representatlve(s) of Regulation SK (§229.302 of this chapter). (c) For the purpose of this is capable of evaluating the merits and risks of the prospective investment, or the issuer reasonably...
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Venture Capital Improvements Acts of 1980: Hearing Before the Subcommittee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Consumer Protection and Finance - Mutual funds - 1980 - 270 pages
...of the business development company, after making reasonable inquiry, either (A) that the purchaser has such knowledge and experience in financial and business matters that he is capable of evaluating the merits and risks of the prospective investment in the business development...
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Federal Securities Laws and Small Business Legislation: Hearings Before the ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - Securities - 1980 - 844 pages
...of the business development company, after making reasonable inquiry, either (A) that the purchaser has such knowledge and experience in financial and business matters that he is capable of evaluating the merits and risks of the prospective investment in the business development...
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Private Real Estate Syndications

Michael Constas, Richard D. Harroch - Business & Economics - 1983 - 946 pages
...percent of the equity securities (excluding directors' qualifying shares) or equity interests; (2) Has such knowledge and experience in financial and business matters that he is capable of evaluating, alone, or together with other purchaser representatives of the purchaser,...
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Small Business Development Center Program: Joint Hearing Before the ..., Part 2

United States. Congress. House. Committee on Small Business. Subcommittee on SBA and SBIC Authority, Minority Enterprise, and General Small Business Problems - Small business - 1984 - 572 pages
...non-accredited purchaser, either alone or with his purchaser representative, is sufficiently sophisticated, ie has such knowledge and experience in financial and business matters that he is capable of evaluating the merits and risks of the prospective intestment. II. Calculation of Number...
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Securities Regulation: Liabilities and Remedies

Marc I. Steinberg - Business & Economics - 1984 - 1220 pages
..."[e]ach purchaser who is not an accredited investor either alone or with his purchaser representative(s) has such knowledge and experience in financial and business matters that he is capable of evaluating the merits and risks of the prospective investment, or the issuer reasonably...
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