Regulated Carriers Financial Stability Act, Hearings Before the Surface Transportation Subcommittee Of..., 93-2, May 15, 16, and 17, 19741974 - 240 pages |
From inside the book
Results 1-5 of 37
Page 40
... specified the difficulty . I think the Commission is on record , not as saying that it didn't know of the difficulty , but that it did not expect the bankruptcy to occur . Senator HARTKE . What we want is a particular difference . I ...
... specified the difficulty . I think the Commission is on record , not as saying that it didn't know of the difficulty , but that it did not expect the bankruptcy to occur . Senator HARTKE . What we want is a particular difference . I ...
Page 53
... specified sinking fund schedules ) , and are guaranteed as to principal and dividends by the railroad company . The equipment trust agreement includes a lease whereby the railroad agrees to pay rental for the use of the equipment in an ...
... specified sinking fund schedules ) , and are guaranteed as to principal and dividends by the railroad company . The equipment trust agreement includes a lease whereby the railroad agrees to pay rental for the use of the equipment in an ...
Page 91
... specified by the particular agency that has expertise with respect to the regulated industry , and that it would be unfair for members of regulated industries to have to maintain more than one set of books and use a variety of ...
... specified by the particular agency that has expertise with respect to the regulated industry , and that it would be unfair for members of regulated industries to have to maintain more than one set of books and use a variety of ...
Page 98
... specified by the particular regulatory agency involved . Sincerely yours , RICHARD E. WILEY , Chairman . STATEMENT OF LAYTON F. SMITH , PARTNER , SALOMON BROTHERS , NEW YORK , NEW YORK , ON BEHALF OF THE TRANSPORTATION ASSOCIATION OF ...
... specified by the particular regulatory agency involved . Sincerely yours , RICHARD E. WILEY , Chairman . STATEMENT OF LAYTON F. SMITH , PARTNER , SALOMON BROTHERS , NEW YORK , NEW YORK , ON BEHALF OF THE TRANSPORTATION ASSOCIATION OF ...
Page 108
... specified con- ditions . In case of companies which are not subject to the reporting requirements of Section 13 or 15 ( d ) of the Exchange Act , the information requirement is deemed to be met if there is publicly available with ...
... specified con- ditions . In case of companies which are not subject to the reporting requirements of Section 13 or 15 ( d ) of the Exchange Act , the information requirement is deemed to be met if there is publicly available with ...
Common terms and phrases
accepted accounting principles additional affiliates agency aggregate Agreement aircraft airlines amended applicable assets Boeing Chairman Committee common stock consolidated Corporation cost December 31 deemed Director disclosure effect equipment trust certificates Exchange Commission exemption Federal Power Act Federal Power Commission filed financial statements funds Hilton International Holding Company Act Hughes Tool Company income taxes industry interest Interstate Commerce Act Interstate Commerce Commission investment investors issuance of securities issued issuer jurisdiction Lease liability Loan Certificates ment merger NASSIKAS Note operations options paragraph payable payment Penn Central percent period person prior proposed prospectus public offering Public Utility Holding purchase pursuant rail railroad registration statement regulation regulatory reports respect revenue Rule Section 204 Securities Act Securities and Exchange Securities Exchange Act security holders Senator HARTKE shares subsidiaries tion Trans World Airlines transaction TWA's underwriter Utility Holding Company VANCE HARTKE
Popular passages
Page 74 - An Act to provide full and fair disclosure of the character of securities sold in interstate and foreign commerce and through the mails, and to prevent frauds in the sale thereof, and for other purposes", approved May 27, 1933, as amended, is amended by adding at the end thereof the following: "TITLE III "SEC.
Page 89 - Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange...
Page 145 - It shall be the duty of all carriers, their officers, agents, and employees to exert every reasonable effort to make and maintain agreements concerning rates of pay, rules, and working conditions, and to settle all disputes, whether arising out of the application of such agreements or otherwise, in order to avoid any interruption to commerce or to the operation of any carrier growing out of any dispute between the carrier and the employees thereof.
Page 187 - These securities have not been approved or disapproved by the Securities and Exchange Commission nor has the Commission passed upon the accuracy or adequacy of this prospectus. Any representation to the contrary Is a criminal offense.
Page 114 - Each purchaser who is not an accredited investor either alone or with his purchaser representative(s) has such knowledge and experience in financial and business matters that he is capable of evaluating the merits and risks of the prospective investment, or the issuer reasonably believes immediately prior to making any sale that such purchaser comes within this description.
Page 65 - ... in the case of the reports of any person whose methods of accounting are prescribed under the provisions of any law of the United States, or any rule or regulation thereunder, the rules and regulations of the Commission with respect to reports shall not be inconsistent with the requirements imposed by such law or rule or regulation in respect of the same subject matter...
Page 114 - affiliate' of, or a person 'affiliated' with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified. "(f) Control. The term 'control' (including the terms 'controlling,
Page 82 - underwriter" means any person who has purchased from an issuer with a view to, or offers or sells for an issuer in connection with, the distribution of any security, or participates or has a direct or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking; but such term shall not include a person whose interest is limited to a commission from an underwriter or dealer not in excess of the usual and customary...
Page 16 - The Commission shall make such order only if it finds that such issue or assumption: (a) is for some lawful object within its corporate purposes, and compatible with the public interest, which is necessary or appropriate for...
Page 97 - ... in the state of incorporation or provisions contained in the certificate of incorporation, there is submitted to the vote of such stockholders a plan or agreement for a statutory merger or consolidation or reclassification of securities, or a proposal for the transfer of assets of such corporation to another person in consideration of the issuance of securities of such other person...