Regulated Carriers Financial Stability Act, Hearings Before the Surface Transportation Subcommittee Of..., 93-2, May 15, 16, and 17, 19741974 - 240 pages |
From inside the book
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Page 11
... disclosure responsibilities over the issuances of electric utility securities , and the FPC having the review considering impair- ment of capital , et cetera , this system does seem to work under the arrangement between the SEC and FPC ...
... disclosure responsibilities over the issuances of electric utility securities , and the FPC having the review considering impair- ment of capital , et cetera , this system does seem to work under the arrangement between the SEC and FPC ...
Page 12
... disclosure and aerent purpose for regulation , but still the public purpose is seemed both statutes . So that part of the question is not very bother- Te bare worked out a system , as you know , whereby we continue our prediction over ...
... disclosure and aerent purpose for regulation , but still the public purpose is seemed both statutes . So that part of the question is not very bother- Te bare worked out a system , as you know , whereby we continue our prediction over ...
Page 14
... disclosure and proper accounting for the subsidiary companies involved in holding company systems and that there is no lack of disclosure as you found in the Penn Central system . Senator HARTKE . Does that present any great ...
... disclosure and proper accounting for the subsidiary companies involved in holding company systems and that there is no lack of disclosure as you found in the Penn Central system . Senator HARTKE . Does that present any great ...
Page 15
... disclosed in that registration statement for the FPC to institute an investigation into the spinoff to determine whether or ... disclosure by the regis- trant under the registration statement as a result of that , then we carried on our ...
... disclosed in that registration statement for the FPC to institute an investigation into the spinoff to determine whether or ... disclosure by the regis- trant under the registration statement as a result of that , then we carried on our ...
Page 17
... disclosure to en- able investors to appraise financial position or earning power of issuers of securities , overcharging of subsidiaries by affiliated servce companies , complex corporate structures which tended to complicate and ...
... disclosure to en- able investors to appraise financial position or earning power of issuers of securities , overcharging of subsidiaries by affiliated servce companies , complex corporate structures which tended to complicate and ...
Common terms and phrases
accepted accounting principles additional affiliates agency aggregate Agreement aircraft airlines amended applicable assets Boeing Chairman Committee common stock consolidated Corporation cost December 31 deemed Director disclosure effect equipment trust certificates Exchange Commission exemption Federal Power Act Federal Power Commission filed financial statements funds Hilton International Holding Company Act Hughes Tool Company income taxes industry interest Interstate Commerce Act Interstate Commerce Commission investment investors issuance of securities issued issuer jurisdiction Lease liability Loan Certificates ment merger NASSIKAS Note operations options paragraph payable payment Penn Central percent period person prior proposed prospectus public offering Public Utility Holding purchase pursuant rail railroad registration statement regulation regulatory reports respect revenue Rule Section 204 Securities Act Securities and Exchange Securities Exchange Act security holders Senator HARTKE shares subsidiaries tion Trans World Airlines transaction TWA's underwriter Utility Holding Company VANCE HARTKE
Popular passages
Page 74 - An Act to provide full and fair disclosure of the character of securities sold in interstate and foreign commerce and through the mails, and to prevent frauds in the sale thereof, and for other purposes", approved May 27, 1933, as amended, is amended by adding at the end thereof the following: "TITLE III "SEC.
Page 89 - Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange...
Page 145 - It shall be the duty of all carriers, their officers, agents, and employees to exert every reasonable effort to make and maintain agreements concerning rates of pay, rules, and working conditions, and to settle all disputes, whether arising out of the application of such agreements or otherwise, in order to avoid any interruption to commerce or to the operation of any carrier growing out of any dispute between the carrier and the employees thereof.
Page 187 - These securities have not been approved or disapproved by the Securities and Exchange Commission nor has the Commission passed upon the accuracy or adequacy of this prospectus. Any representation to the contrary Is a criminal offense.
Page 114 - Each purchaser who is not an accredited investor either alone or with his purchaser representative(s) has such knowledge and experience in financial and business matters that he is capable of evaluating the merits and risks of the prospective investment, or the issuer reasonably believes immediately prior to making any sale that such purchaser comes within this description.
Page 65 - ... in the case of the reports of any person whose methods of accounting are prescribed under the provisions of any law of the United States, or any rule or regulation thereunder, the rules and regulations of the Commission with respect to reports shall not be inconsistent with the requirements imposed by such law or rule or regulation in respect of the same subject matter...
Page 114 - affiliate' of, or a person 'affiliated' with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified. "(f) Control. The term 'control' (including the terms 'controlling,
Page 82 - underwriter" means any person who has purchased from an issuer with a view to, or offers or sells for an issuer in connection with, the distribution of any security, or participates or has a direct or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking; but such term shall not include a person whose interest is limited to a commission from an underwriter or dealer not in excess of the usual and customary...
Page 16 - The Commission shall make such order only if it finds that such issue or assumption: (a) is for some lawful object within its corporate purposes, and compatible with the public interest, which is necessary or appropriate for...
Page 97 - ... in the state of incorporation or provisions contained in the certificate of incorporation, there is submitted to the vote of such stockholders a plan or agreement for a statutory merger or consolidation or reclassification of securities, or a proposal for the transfer of assets of such corporation to another person in consideration of the issuance of securities of such other person...