 underwriter" means any person who has purchased from an issuer with a view to, or offers or' sells for an issuer in connection with, the distribution of any security, or participates or has a direct or indirect participation in any such undertaking, or...  Decisions and Reports - Page 22by United States. Securities and Exchange Commission - 1949Full view - About this book
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 pages
...person who has purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution of any security, or participates...or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking;... | |
 | United States. Congress. Senate. Committee on Finance - United States - 1939 - 1104 pages
...person who has purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution of any security, or participates...or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertakng;... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 pages
...person who has purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution of any security, or participates...or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking;... | |
 | United States. Securities and Exchange Commission - Securities - 1960 - 996 pages
...who baa purchased from an Issuer with a view to, or offers or sells for an Issuer In connection with, the distribution of any security, or participates...or Indirect participation In any such undertaking." 10 See .Robert Dei-mot French, 86 SEC 603 (1966) ; Thompion Rott Beovritiet Co., 6 8.BC 1111 (1940).... | |
 | United States. Securities and Exchange Commission - Securities - 1953 - 824 pages
...as any person who . . . sells for an Issuer in connection with, the distribution of any security ... As used in this paragraph the term "issuer" shall Include . . . any person . . . controlling . . . the issuer . . . The purpose of the last sentence of this definition is to... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1939 - 324 pages
...person who has purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution of any security, or participates...or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking;... | |
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