... necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of this title. Decisions and Reports - Page 374by United States. Securities and Exchange Commission - 1949Full view - About this book
| United States. Securities and Exchange Commission - Securities - 1945 - 1290 pages
...For the reasons stated above, we are not able to find that the proposed exemption is "necessary or appropriate in the public interest and consistent...investors and the purposes fairly intended by the policy arid provisions of this title." The application for exemption from the provisions of Sections 10 (a),... | |
| United States. General Accounting Office - Finance - 1922 - 640 pages
...Act] or of any rule or regulation thereunder, if and to the extent that such exemption is necessary or appropriate in the public interest and consistent...intended by the policy and provisions of [the Act]. 15 USC ยง 80a-6(c). Pursuant to its determination that Flex-funds was not at fault for the late filing,... | |
| United States. Securities and Exchange Commission - Securities - 1953 - 1172 pages
...exemption requested is consistent with the standards set forth in Section 6 (c) of the Act, namely, it is appropriate in the public interest and consistent...intended by the policy and provisions of the Act. As stated at the outset of this opinion, the present application also requests an exemption from the... | |
| United States. Securities and Exchange Commission - Securities - 1950 - 948 pages
...in respect of the time within which Cliffs is required to mail its annual report to its stockholders is appropriate in the public interest and consistent...purposes fairly intended by the policy and provisions the reporting company la a non-dlverslfled company having one or more majority-owned subsidiaries which... | |
| United States. Securities and Exchange Commission - Securities - 1958 - 1232 pages
...question under Section 6 (c) whether an exemption with respect to the exchange offer is "necessary or appropriate in the public interest and consistent...investors and the purposes fairly intended by the policies and provisions of the Act." Sections 25 (b) and 25 (c) relating to reorganizations of registered... | |
| United States. Securities and Exchange Commission - Securities - 1953 - 824 pages
...their respective participations In all the expenses incurred and benefits derived therefrom held that it is appropriate In the public interest and consistent...with the protection of investors and the purposes of the Act to grant, subject to certain conditions, the exemption relief requested so that individual... | |
| United States. Securities and Exchange Commission - Securities - 1953 - 828 pages
...unusual case where the company was not of a type contemplated for regulation and where the exemption is appropriate in the public interest and consistent...with the protection of investors and the purposes of the Act. We conclude that the applicant should be exempted from all provisions of the Act. It is... | |
| United States. Securities and Exchange Commission - Securities - 1943 - 1160 pages
...transaction from any or all provisions of the Act to the extent that such exemption is necessary or appropriate in the public interest and consistent with the protection of investors and the purposes of the Act. The applicant now has only three individual stockholders. It has outstanding an offer to... | |
| United States. Securities and Exchange Commission - Securities - 1957 - 1194 pages
...the exemption from Section 18 (d) to the extent necessary for the consummation of the proposed merger is appropriate in the public interest and consistent with the protection of investors and with the purposes fairly intended by the policy and provisions of the Act. We have therefore determined... | |
| United States. Securities and Exchange Commission - Securities - 1956 - 1172 pages
...connection with a proposed merger which cannot be consummated without the approval of stockholders 4, is appropriate in the public interest and consistent with the protection of investors and with the purposes fairly intended by the policy and provisions of the Investment Company Act. IT Is... | |
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