... (2) to carry or to cause to be carried through the mails or in interstate commerce any such security for the purpose of sale or for delivery after sale, unless accompanied or preceded by a prospectus that meets the requirements of section 10. United States Congressional Serial Set - Page 1551940 - 211 pagesFull view - About this book
| United States. Congress - 1932 - 742 pages
...requirements of section 10. (2) To carry or cause to be carried in interstate commerce or through the mails any such security for the purpose of sale or for delivery...prospectus that meets the requirements of section 10. Special powers arc given to the commission to make, amend, and rescind such rules and regulations as... | |
| United States. Securities and Exchange Commission - Securities - 1941 - 1690 pages
...prospectus relating to nny security registered under this title, unless such prospectus meets iii'' requirements of Section 10; or (2) to carry or cause...prospectus that meets the requirements of Section 10. •Sections 17 (a) (2) and (3) provide: It shall be unlawful for any person In the sale of any securities... | |
| United States. Securities and Exchange Commission - Securities - 1951 - 862 pages
...provides: It shall be unlawful for any person, directly or indirectly — ***** (2) to carry or to cause to be carried through the mails or in interstate...prospectus that meets the requirements of Section 10. Section 17 (a) (2) of the Securities Act of 1933 provides: It shall be unlawful for any person in the... | |
| United States. Securities and Exchange Commission - Securities - 1956 - 1016 pages
...cause to be carried through the mails or in interstate commerce" securities registered under the Act for the purpose of sale or for delivery after sale,...prospectus that meets the requirements of Section 10. Halsey argues that it was exempted from this requirement beginning a year after the public offering... | |
| Herbert Kraus - Business & Economics - 2023 - 870 pages
...been filed, or to deliver any such security through the mails or in interstate commerce that is not accompanied or preceded by a prospectus that meets the requirements of Section 10(a); and Section 10(a) itself requires that the information contained in a prospectus used more than... | |
| United States - Holding companies - 1973 - 402 pages
...corporation, incorporated by and doing business within, such State or Territory. (2) to carry or to cause to be carried through the mails or in interstate...prospectus that meets the requirements of section 10. REGISTRATION OF SECURITIES AND SIGNING OF REGISTRATION STATEMENT SEC. 6. (a) Any security may be registered... | |
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