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" ... any note, draft, bill of exchange, or banker's acceptance which has a maturity at the time of issuance of not exceeding nine months, exclusive of days of grace, or any renewal thereof the maturity of which is likewise limited. (11) The term "equity... "
Laws Relating to Securities Commission, Exchanges and Holding Companies - Page xv
by United States - 1968
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Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - Stock exchanges - 1934 - 1106 pages
...obligations; provided that the restrictions of this section shall not apply in respect of transactions in any note, draft, bill of exchange, or banker's acceptance...thereof the maturity of which is likewise limited. involving the sale of a security to a customer, agree with the customer, either directly or indirectly,...
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Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 pages
...proceeds of which have been or are to be used for current transactions, and which has a maturity nt the time of issuance of not exceeding nine months,...thereof the maturity of which is likewise limited. (12) The term "equity security" means any stock or similar security: or any security convertible, with...
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Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 pages
...temporary or interim certificate for. receipt for, or warrant or right to subscribe to or purchase, any of the foregoing, but shall not include currency or any...draft, bill of exchange, or banker's acceptance which arises out of a current transaction or the proceeds of which have been or are to be used for current...
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To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - Securities - 1937 - 580 pages
...(4) A solicitation in respect of any note, draft, bill of exchange, or bankers' acceptance, which had a maturity at the time of issuance of not exceeding...grace, or any renewal thereof the maturity of which, was likewise limited. (5) A solicitation in respect of any security issued by a person organized and...
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To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 pages
...(4) A solicitation in respect of any note, draft, bill of exchange, or bankers' acceptance, which had a maturity at the time of issuance of not exceeding...grace, or any renewal thereof the maturity of which was likewise limited. (5) A solicitation in respect of any security issued by a person organized and...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - Corporation law - 1938 - 48 pages
...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or puchase, any of the foregoing ; but shall not include currency or...security convertible, with or without consideration, into such, a security, or carrying any warrant or right to subscribe to or purchase such a security ; or...
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Investment Trusts and Investment Companies: Hearings Before a Subcommittee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - Investments - 1940 - 164 pages
...paper" means any note, draft, bill of exchange, or banker's acceptance payable on demand or having a maturity at the time of issuance of not exceeding...exclusive of days of grace, or any renewal thereof payable on demand or having a maturity likewise limited; and such other classes of securities, of a...
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Investigation of Concentration of Economic Power: Monograph

United States. Congress. House. Temporary National Economic Committee - 1940 - 1610 pages
...Date of report Signature 1 Indicate whether an officer (giving title of office) or director or both. > The term "equity security" means any stock or similar...security convertible with or without consideration, into such a security, or carrying any warrant or right to subscribe to or purchase such a security; or any...
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United States Code, Volume 2

United States - Law - 2000 - 1216 pages
...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase, any of the foregoing; but shall not include currency or any...thereof the maturity of which is likewise limited. [See main edition for text of (11)] (12)(A) The term "exempted security" or "exempted securities" includes—...
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United States Code, Volume 2

United States - Law - 1953 - 1692 pages
...paper" means any note, draft, bill of exchange, or banker's acceptance payable on demand or having payable on demand or having a maturity likewise limited; and such other classes of securities, of a...
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