| United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - Courts - 1977 - 970 pages
...sale, or any sale and purchase, of any equity security of such issuer (other than an exempted security) within any period of less than six months, unless...contracted, shall inure to and be recoverable by the issuer, irrespective of any intention on the part of such beneficial owner, director, or officer in... | |
| United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 pages
...officer from any purchase and sale or sale and purchase of any such registered equity security within a period of less than six months, unless such security...contracted, shall inure to and be recoverable by the issuer, irrespective of any intention on the part of such beneficial owner, director, or officer in... | |
| United States. Congress. Senate. Committee on Interstate Commerce - Electric utilities - 1935 - 1164 pages
...of such registered holding company or any subsidiary company thereof within any period of less thin six months, unless such security was acquired in good...contracted, shall inure to and be recoverable by the holding company or subsidiary company in respect of the security of which *nch profit was realized,... | |
| United States. Congress. Senate. Committee on Interstate Commerce - Holding companies - 1935 - 1298 pages
...any purchase and sale, or any sale and purchase, of any security of such registered holding company or any subsidiary company thereof within any period...security was acquired in good faith in connection witii a debt previously contracted, shall inure to and be recoverable by the boMing company or subsidiary... | |
| United States. Securities and Exchange Commission - Securities - 1935 - 208 pages
...sale, or any sale and purchase, of any equity security of such issuer (other than an exempted security) within any period of less than six months, unless...security was acquired in good faith in connection with a deht previously contracted, shall inure to and he recoverahle hy the issuer, irrespective of any intention... | |
| United States. Securities and Exchange Commission - Holding companies - 1937 - 68 pages
...and sell or sell and purchase any such security within any period of less than six months, unless (i) such security was acquired in good faith in connection with a debt previously contracted, or (ii) all profit realized by such officer or director and by such investment banker is paid to and... | |
| United States - Corporation law - 1938 - 48 pages
...sale, or any sale and purchase, of any equity security of such issuer (other than an exempted security) within any period of less than six months, unless...contracted, shall inure to and be recoverable by the issuer, irrespective of any intention on the part of such beneficial owner, director, or officer in... | |
| United States. Securities and Exchange Commission - Securities - 1940 - 1240 pages
...company thereof within any period of less than 6 months, unless such security was acquired in gooil faith in connection with a debt previously contracted, shall Inure to and be recoverable by the holding company or subsidiary company In respect of the security of which such profit was realized,... | |
| Administrative law - 1943 - 1346 pages
...and sell or sell and purchase any such security within any period of less than six months, unless (a) such security was acquired in good faith in connection with a debt previously con1 See ยง 250.201 (b) for temporary provisions continuing In effect as to persons already qualified... | |
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