Small Business Informational Package |
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Page 5
... disclose the same kind of information required to be included in a registration statement filed under the Act on the ... disclosed in the documents furnished . ( D ) If the issuer is a foreign private issuer eligible to use Form 20 - F ...
... disclose the same kind of information required to be included in a registration statement filed under the Act on the ... disclosed in the documents furnished . ( D ) If the issuer is a foreign private issuer eligible to use Form 20 - F ...
Page 16
... disclosed to investors . " ( 40 ) Question : An issuer furnishes potential investors a short form offering memorandum in anticipation of actual selling activities and the delivery of an expanded disclosure document . Does Regulation D ...
... disclosed to investors . " ( 40 ) Question : An issuer furnishes potential investors a short form offering memorandum in anticipation of actual selling activities and the delivery of an expanded disclosure document . Does Regulation D ...
Page 17
... disclosed in the documents furnished . See Rule 502 ( b ) ( 2 ) ( ii ) ( C ) . C. General Rule 501 ( b ) ( 2 ) also contains four general provisions applicable to all classes of issuer in all offerings where specified disclosure is ...
... disclosed in the documents furnished . See Rule 502 ( b ) ( 2 ) ( ii ) ( C ) . C. General Rule 501 ( b ) ( 2 ) also contains four general provisions applicable to all classes of issuer in all offerings where specified disclosure is ...
Page 51
... disclosed on the cover page with a reference to a more complete discussion in the offering circular . Such disclosure should identify the finder , the nature of the services rendered and the nature of any relationship between the finder ...
... disclosed on the cover page with a reference to a more complete discussion in the offering circular . Such disclosure should identify the finder , the nature of the services rendered and the nature of any relationship between the finder ...
Page 52
... issuer . 6. The issuer may reserve the right to change the use of proceeds provided that such reservation is due to certain contingen- cies which are adequately disclosed . Item 6. Description of Business ( a ) Narrative description 52.
... issuer . 6. The issuer may reserve the right to change the use of proceeds provided that such reservation is due to certain contingen- cies which are adequately disclosed . Item 6. Description of Business ( a ) Narrative description 52.
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accepted accounting principles accredited investor additional affiliates aggregate offering price agreement amortization applicable appropriate audited balance sheet basis capital caption cash certificate chapter Column compensation computed consolidated costs director disclosed disclosure dividends document effective date estimated exceed Exchange Act Exchange Commission executive officer exemption expenses fees financial information financial statements foreign forma furnished included income statement income tax incorporated by reference information required interest Investment Company issuer liabilities limited partnership loans material offering circular offering statement oil and gas operations partner percent person post-effective amendment preferred stock presented principal prior pro forma programs proved reserves purchase pursuant to paragraph recent fiscal registrant's registration statement Regulation D Regulation S-K repurchase agreements required by Item revenues Rule schedule Securities Act Securities and Exchange security holders separately shares significant specified subsidiaries term thereof thereto tion transaction underwriters unit investment trust