United States Securities and Exchange Commission Decisions and Reports, V. 52, October 1, 1994 to May 27, 1997U.S. Government Printing Office, 1999 - 1359 pages |
From inside the book
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Page 491
... result of the transfer . If replacement capacity were excluded , however , none of the studies indi- cated an increase in costs . While the Phase I studies projected that total net system billings under the System Agreement would ...
... result of the transfer . If replacement capacity were excluded , however , none of the studies indi- cated an increase in costs . While the Phase I studies projected that total net system billings under the System Agreement would ...
Page 625
... result , some investors were misled with respect to the nature of the cash distributions and the safety of the investment . After December 1990 , Pegasus failed to pay annual distributions of 12 % as a result of several major airlines ...
... result , some investors were misled with respect to the nature of the cash distributions and the safety of the investment . After December 1990 , Pegasus failed to pay annual distributions of 12 % as a result of several major airlines ...
Page 1015
... result in even greater savings . As noted previously , it is also expected that MCN's access to gas supplies , through both CoEnergy Trading and MichCon , will prove useful to SMGC and complement the financial strength MCN brings to the ...
... result in even greater savings . As noted previously , it is also expected that MCN's access to gas supplies , through both CoEnergy Trading and MichCon , will prove useful to SMGC and complement the financial strength MCN brings to the ...
Common terms and phrases
aff'd agreement Applicants Article III asserts Association of Securities broker broker-dealer BT Securities capital claims clients Commission Chairman LEVITT common stock compliance counsel County Pools customers December decision denied disclose District Committee Druz El Paso Entergy equitable principles EWGS fact failed Fair Practice FERC firm's funds Genexus GNMA hearing interest investment adviser investors issue June law judge LEVITT and Commissioners market maker markups member firm ment Merrill Lynch million misconduct municipal securities NASD found NASD Manual CCH NASD's Rules Nasdaq National Association NYSE offering Orange County Paine Webber PaineWebber penny stock person Petrantis principles of trade procedures purchase pursuant record registered representative REGISTERED SECURITIES ASSOCIATION rejected or sustained repurchase agreements request responsible retail Rules of Fair Section Section 10(b Securities Act Securities Dealers Securities Exchange Act shares statements supervision supervisor testified tion transactions Unterbach