n of fraud in

nford University Lil

105 045 21

DATE D

• UNIVER CALIFOI

Sale of Securities

HEARINGS

BEFORE THE

SUBCOMMITTEE ON INSURANCE AND BANKS

OF THE COMMITTEE ON THE DISTRICT OF COLUMBIA
UNITED STATES SENATE

SEVENTY-FIRST CONGRESS

THIRD SESSION

ON

S. 1332

A bill to prevent fraudulent practices in the promotion or sale of
stocks, bonds, and other securities sold or offered for sale
within the District of Columbia; to register persons
selling stocks, bonds, or other securities; and
to provide punishment for the fraudu-
lent or unauthorized sale of

the same

AND

S. 3491

A bill to prevent fraud in the promotion or sale of stock, bonds,
or other securities sold or offered for sale within the District
of Columbia; to control the sale of the same; to regis-

ter persons selling stocks, bonds, or other securi

ties; and to provide punishment for the
fraudulent or unauthorized sale of the

same; to make uniform the law in
relation thereto, and for
other purposes

tion of fraud in

Stanford University

6105 045 2

DATE

O UNIVER

Prevention of Fraud in Promotion or
Sale of Securities

HEARINGS

BEFORE THE

SUBCOMMITTEE ON INSURANCE AND BANKS

OF THE COMMITTEE ON THE DISTRICT OF COLUMBIA
UNITED STATES SENATE

SEVENTY-FIRST CONGRESS

THIRD SESSION

ON

S. 1332

A bill to prevent fraudulent practices in the promotion or sale of
stocks, bonds, and other securities sold or offered for sale
within the District of Columbia; to register persons
selling stocks, bonds, or other securities; and
to provide punishment for the fraudu-
lent or unauthorized sale of

the same
AND

S. 3491

A bill to prevent fraud in the promotion or sale of stock, bonds,
or other securities sold or offered for sale within the District
of Columbia; to control the sale of the same; to regis-

ter persons selling stocks, bonds, or other securi

ties; and to provide punishment for the
fraudulent or unauthorized sale of the

same; to make uniform the law in
relation thereto, and for
other purposes

St