Federal Banking Law and Regulations: A Handbook for LawyersThis easy-to-read guidebook is designed for lawyers who are new to banking law or are very seasoned practitioners who on occasion need to research banking law issues. The focus of the guidebook is to show how major bank regulations are structured and how they apply to different types of institutions and holding companies. |
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Contents
A Brief History of Banking Regulation | 1 |
Savings Institutions | 4 |
The 1930s | 11 |
Subsequent Developments | 16 |
Bank and SL Holding Companies | 21 |
Preemption | 27 |
Deposit Insurance | 35 |
Federal Deposit Insurance before the Reform Act | 36 |
Preemption of State Laws | 151 |
State Laws Restricting Insurance Activities | 152 |
Dispute Resolution | 153 |
Other Provisions | 154 |
NARAB | 155 |
Post GLBA Developments | 156 |
Four Policies Applicable to All Institutions | 159 |
Transactions with Affiliates | 160 |
Premium Disparity | 37 |
The Free Ride and Other Issues | 39 |
Basic Provisions of the Reform Act | 41 |
Basic Deposit Insurance Coverage | 44 |
Examinations Enforcement Conservatorships and Receiverships | 49 |
Coordination of Examinations of State Institutions | 59 |
Examination of Holding Companies | 65 |
Receiverships and Conservatorships | 73 |
Resolution of Banks and Savings Associations during the Financial Crisis of 19801994 | 79 |
Enforcement | 82 |
Branches and Interstate Banking | 97 |
Bank Branching and Merger Laws Prior to RiegleNeal I | 98 |
Interstate Activity before 1994 | 102 |
Interstate Branching for Banks | 103 |
Interstate Acquisitions by Bank Holding Companies | 112 |
NonBranch Facilities | 114 |
Branching Laws Applicable to Savings Associations | 117 |
Holding Companies | 121 |
Bank Holding Companies | 122 |
Savings and Loan Holding Companies | 127 |
SL Holding Companies after GLBA | 129 |
Nonbank Holding Companies | 131 |
Financial Holding Companies | 136 |
Mutual Holding Companies | 141 |
Change in Control | 142 |
PreGLBA Insurance Activities of National Banks | 146 |
PostGLBA Insurance Activities of National Banks | 148 |
Insurance Activities of Savings Associations | 149 |
The McCarranFerguson Act | 150 |
Exportation and Other Interest Rate Issues | 172 |
Most Favored Lender Laws | 173 |
Insider Loans | 178 |
Tying Arrangements | 184 |
Subsidiaries | 193 |
Principal Kinds of Financial Institution Subsidiaries | 194 |
Principal Subsidiaries of National Banks | 195 |
Subsidiaries of State Banks | 199 |
Financial Subsidiaries of National and State Banks | 201 |
Subsidiaries of Savings Associations | 208 |
Corporate Governance Rules | 217 |
Directors Qualifications and Duties Qualifications | 219 |
Notice of Change of Director or Senior Executive Officer | 221 |
Director and Other Interlocks | 222 |
Audits Audit Committees and Financial Reporting | 229 |
Audit Procedures and Standards | 231 |
Application of the SarbanesOxley Reporting and Auditing Rules to Listed Companies | 233 |
Securities Activities of Banks | 253 |
Common Trust Funds | 281 |
Securities Registration and Reporting under State Laws | 287 |
Capital | 291 |
Capital Standards for Banks and Savings Associations | 295 |
Regulatory Capital for Holding Companies | 302 |
Prompt Corrective Action | 308 |
The Basel II Project | 313 |
Structure of the Revised Basel Framework | 319 |
343 | |
About the Author | |
Other editions - View all
Federal Banking Law and Regulations: A Handbook for Lawyers Harding de C. Williams Limited preview - 2006 |
Common terms and phrases
accounts activities affiliate amended application approved assessment assets audit committee authority bank holding companies bank's Banking Act banking organizations banks and savings Basel Basel II BHCA BHCs board of directors branch broker capital requirements capital standards Chapter compliance Congress depository institution discussed enacted engage equity examinations Exchange Act exempt FDIA FDIC Federal Deposit Insurance Federal Reserve Board Federal Savings Associations Final rule financial reporting financial subsidiaries GAAP GAAP capital Glass-Steagall Act GLBA ILCs institution's internal control Investment Company issued issuer laws limits McFadden Act member banks ment merger National Bank Act national banks nonbank operating permitted preferred stock primary federal regulator prohibited ratio registration regulatory capital relating restrictions Riegle-Neal risk risk-based capital S&L holding companies S&LHCs safety and soundness SAIF savings banks section 23A Securities Act Stat state-chartered supervisory Tier 1 capital tion transactions trust