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" In any case where the amount owned by directors and officers as a group is less than 1 percent of the class, the percent of the class owned by them may be omitted. "
Interstate Commerce Commission Reports: Reports and Decisions of the ... - Page 438
by United States. Interstate Commerce Commission
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Federal Reserve Bulletin

Banks and banking - 1965 - 982 pages
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1978 - 1252 pages
...terms of which may at a subsequent date result in a change In control of the issuer. Instructions. 1. The percentages are to be calculated on the basis...securities held by or for the account of the issuer or its subsidiaries; however, such calculations may be made on the basis of outstanding securities...
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The Code of Federal Regulations of the United States of America

Administrative law - 1977 - 958 pages
...terms of which may at a subsequent date result in a change hi control of the Issuer. Instructions. 1. The percentages are to be calculated on the basis...securities held by or for the account of the Issuer or (1) (2) (3) Amount beneficially owned Title of class Percent of class Its subsidiaries; however,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1998 - 784 pages
...at a subsequent date result in a change in control of the reg-istrant. Instructions to Item 403: 1. ct registrant or its subsidiaries, plus securities deemed outstanding pursuant to Rule 13d3(d)(l) under...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 2000 - 714 pages
...owner (3) Amount of nature of beneficial ownership (4) Percent of class Instructions to Item 403: 1. The percentages are to be calculated on the basis...excluding securities held by or for the account of the registrant or its subsidiaries, plus securities deemed outstanding pursuant to Rule 13d3(d)(l) under...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1999 - 704 pages
...at a subsequent date result in a change in control of the registrant. Instructions to Item 403: 1. The percentages are to be calculated on the basis...excluding securities held by or for the account of the registrant or its subsidiaries, plus securities deemed outstanding pursuant to Rule 13d3(d)(l) under...
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The Code of Federal Regulations of the United States of America

Administrative law - 1981 - 360 pages
...indentures or other governing instruments relating to securities -f the bank. Instructions. I. ". he percentages are to be calculated on the basis of the...excluding securities held by or for the account of the bank or its subsidiaries, plus securities deemed outstanding pursuant to ยง 11.4(g)(4)(iv)(A). 2. For...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1977 - 970 pages
...the amount of securities outstanding, excluding securities held by or for the account of the bank. In any case where the amount owned by directors and officers as a group is less than 1 per cent of the class, the per cent of the class owned by them may be omitted. 2. If, to the knowledge...
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Code of Federal Regulations: 1949-1984

Administrative law - 1969 - 1140 pages
...the amount of outstanding securities, excluding securities held by or for the account of the bank. In any case where the amount owned by directors and officers as a group is less than one percent of the class, the percent of the class owned by them may be omitted. 2. For the purpose...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1975 - 828 pages
...the amount of securities outstanding, excluding securities held by or for the account of the bank. In any case where the amount owned by directors and officers as a group Is lees than 1 percent of the class, the percent of the class owned by them may be omitted. 2. If, to...
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