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COMMITTEE ON EDUCATION AND LABOR

CARL D. PERKINS, Kentucky, Chairman

FRANK THOMPSON, JR., New Jersey
JOHN H. DENT, Pennsylvania
JOHN BRADEMAS, Indiana
AUGUSTUS F. HAWKINS, California
WILLIAM D. FORD, Michigan
PHILLIP BURTON, California
JOSEPH M. GAYDOS, Pennsylvania
WILLIAM "BILL" CLAY, Missouri
MARIO BIAGGI, New York
IKE ANDREWS, North Carolina
MICHAEL T. BLOUIN, Iowa
ROBERT J. CORNELL, Wisconsin
PAUL SIMON, Illinois

EDWARD P. BEARD, Rhode Island
LEO C. ZEFERETTI, New York
GEORGE MILLER, California
RONALD M. MOTTL, Ohio

MICHAEL O. MYERS, Pennsylvania
AUSTIN J. MURPHY, Pennsylvania
JOSEPH A. LE FANTE, New Jersey
TED WEISS, New York

CECIL HEFTEL, Hawaii

BALTASAR CORRADA, Puerto Rico DALE E. KILDEE, Michigan

ALBERT H. QUIE, Minnesota
JOHN M, ASHBROOK, Ohio
JOHN N. ERLENBORN, Illinois
RONALD A. SARASIN, Connecticut

JOHN BUCHANAN, Alabama
JAMES M. JEFFORDS, Vermont.
LARRY PRESSLER, South Dakota
WILLIAM F. GOODLING, Pennsylvania
BUD SHUSTER, Pennsylvania
SHIRLEY N. PETTIS, California
CARL D. PURSELL, Michigan
MICKEY EDWARDS, Oklahoma

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CONTENTS

Hearings held in Washington, D.C.:

May 17, 1978.......

June 1, 1978..........

Text of Public Law 93-406

Joint explanatory statement of the committee of conference
Statements of (by witness name):

Anderson, Herbert, Commissioner of Insurance, State of Iowa, and chair-
man, NAIC Preemption Task Force, accompanied by David J. Brum-
mond, counsel, National Association of Insurance Commissioners.....
Barnes, Willie R., Commissioner of Corporations, State of California
Gilkey, Bob, Deputy Director, Hawaii State Department of Labor, accompa-
nied by Mario Ramil, Deputy Attorney General, State of Hawaii, Tomio
Anzai, program specialist, Disability Compensation Division, Hawaii
Department of Labor, and Stefan A. Riesenfeld, professor of law, Univer-
sity of California at Berkeley

Halperin, Daniel I., Tax Legislative Counsel, Department of the Treasury,
accompanied by Dianne Bennett and Tom McSweeny

Lind, Matthew, Executive Director, Pension Benefit Guaranty Corporation,
accompanied by Emerson Beier and Henry Rose......
Marshall, Ray, Secretary of Labor, accompanied by Francis X. Burkhardt,
Assistant Secretary, Labor-Management Services Administration, Ian D.
Lanoff, Administrator, Office of Pension and Welfare Benefit Plans; and
Monica Gallagher, Associate Solicitor of Labor for Plan Benefit Security
Nash, Peter G., attorney, Vedder, Price, Kaufman, Kammholz & Day,
Washington, D.C.......

Oppenheimer, Jerry L., attorney, Mayer, Brown & Platt

Pantos, George J., attorney, Vedder, Price, Kaufman, Kammholz & Day,
Washington, D.Ć.....

Page

1

521

2

210

649

599

587

392

488

346

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526

533

522

Stone, Robert S., senior counsel, International Business Machines Corp.,
Armonk, N.Y.

523

Winborne, S. A., Acting Assistant Commissioner, Internal Revenue Service, Employee Plans and Exempt Organizations, accompanied by Fred Ochs, Director, Employee Plans Division, and Ira Cohen, Director, Actuarial Division

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Anderson, Herbert, Commissioner of Insurance, State of Iowa, and Chairman, NAIC Preemption Task Force, statement of

650

Barnes, Willie R., Commissioner of Corporations, State of California, statement of .........

606

ERISA Industry Committee (ERIC), statement of

535

Gilkey, Bob, Deputy Director, Hawaii State Department of Labor, statement of....

590

Halperin, Daniel I., Tax Legislative Counsel, Department of Treasury, statement of

398, 441

Lind, Matthew, Executive Director, Pension Benefit Guaranty Corporation, statement of ....

501

(III)

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Letter to Hon. Sam M. Gibbons, dated March 17, 1978..........

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