The Code of Federal Regulations of the United States of AmericaU.S. Government Printing Office, 1971 - Administrative law The Code of Federal Regulations is the codification of the general and permanent rules published in the Federal Register by the executive departments and agencies of the Federal Government. |
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Page 3
... NOTE : Other regulations issued by the Department of the Treasury appear in Title 19 , Chapter I , Title 26 , Chapter I , Title 27 , Chapter I , Title 31 , Title 41 , Chapter 10 . SUPPLEMENTAL PUBLICATIONS : Digest of decisions relating ...
... NOTE : Other regulations issued by the Department of the Treasury appear in Title 19 , Chapter I , Title 26 , Chapter I , Title 27 , Chapter I , Title 31 , Title 41 , Chapter 10 . SUPPLEMENTAL PUBLICATIONS : Digest of decisions relating ...
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... Notes . 1.129 State Highway and Bridge Authority of the Commonwealth of Pennsyl- vania Bonds . 1.130 California Bond Anticipation Notes . 1.131 District of Columbia Redevelopment Land Agency Urban Renewal Bonds . 1.132 General State ...
... Notes . 1.129 State Highway and Bridge Authority of the Commonwealth of Pennsyl- vania Bonds . 1.130 California Bond Anticipation Notes . 1.131 District of Columbia Redevelopment Land Agency Urban Renewal Bonds . 1.132 General State ...
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... notes . County of Palm Beach , Fla . , Court- house and Jail Certificates of In- debtedness . 1.212 Los Angeles County Southeast Gen- eral Hospital Authority . 1.213 Los Angeles County - San Dimas Civic Center Authority . 1.214 1.215 ...
... notes . County of Palm Beach , Fla . , Court- house and Jail Certificates of In- debtedness . 1.212 Los Angeles County Southeast Gen- eral Hospital Authority . 1.213 Los Angeles County - San Dimas Civic Center Authority . 1.214 1.215 ...
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... Notes ( General Fund ) . County - Westminster Civic 1.244 Orange Center Authority Courthouse Reve- nue Bonds ( California ) . 1.245 City of Long Beach - Los Angeles County Civic Center Authority . 1.246 Farmers Home Administration farm ...
... Notes ( General Fund ) . County - Westminster Civic 1.244 Orange Center Authority Courthouse Reve- nue Bonds ( California ) . 1.245 City of Long Beach - Los Angeles County Civic Center Authority . 1.246 Farmers Home Administration farm ...
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... note or debenture which is commonly regarded as an investment security . It does not include invest- ments which are predominantly specula- tive in nature . ( c ) The term " public security " means an obligation described in 12 U.S.C. ...
... note or debenture which is commonly regarded as an investment security . It does not include invest- ments which are predominantly specula- tive in nature . ( c ) The term " public security " means an obligation described in 12 U.S.C. ...
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Common terms and phrases
agreement amended amount annual percentage rate applicable assets bank holding company bank's banks under paragraph Board of Governors bonds to finance capital cash certificate City collateral Comptroller convertible security corporation County creditor Currency director disclosures District eligible for purchase employee eral exempt extension of credit faith and credit Federal Reserve Act Federal Reserve Bank Federal Reserve System fiduciary filed finance charge Form CC funds hearing holding by national interest investment issued lease rental maturity member bank ment national banks obligations officer operating paragraph Seventh participation payable payment percent period person principal prior proxy purpose pursuant registered Regulation requested to rule respect Revenue Bonds savings deposits security holders Seventh of 12 shares solicitation specified subsidiary term thereof thority tion tional banks transaction underwriting and unlimited unlimited holding
Popular passages
Page 529 - The expressing of any views, argument, or opinion, or the dissemination thereof, whether in written, printed, graphic, or visual form, shall not constitute or be evidence of an unfair labor practice under any of the provisions of this Act, if such expression contains no threat of reprisal or force or promise of benefit.
Page 517 - This section does not preclude an employee from having a financial interest or engaging in financial transactions to the same extent as a private citizen not employed by the Government so long as it is not prohibited by law, the Executive order, or the regulations in this part.
Page 372 - No officer, director, or employee of any corporation or unincorporated association, no partner or employee of any partnership, and no individual, primarily engaged in the issue, flotation, underwriting, public sale, or distribution, at wholesale or retail, or through syndicate participation, of stocks, bonds, or other similar securities...
Page 137 - ... including but not limited to transfer of any of the securities, joint ventures, loan or option arrangements, puts or calls, guaranties of loans, guaranties against loss or guaranties of profits, division of losses or profits, or the giving or withholding of proxies, naming the persons with whom such contracts, arrangements, or understandings have been entered into, and giving the details thereof.
Page 116 - The total obligations to any national banking association of any person, copartnership, association, or corporation shall at no time exceed 10 per centum of the amount of the capital stock of such association actually paid in and unimpaired and 10 per centum of its unimpaired surplus fund. The term 'obligations...
Page 203 - associate" used to indicate a relationship with any person, means (1) any corporation or organization (other than the registrant or a majority-owned subsidiary of the registrant) of which such person is an officer or partner or is, directly or indirectly, the beneficial owner of 10 percent or more of any class of equity securities, (2) any trust or other estate in which such person has a substantial beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity,...
Page 219 - Invitations for tenders. (1) No person, directly or indirectly, by use of the mails or by any means or instrumentality of interstate commerce or of any facility of a national securities exchange or otherwise, shall make a tender offer for, or a request or invitation for tenders of, any class of any equity security, which is registered pursuant to section 12 of the Act, of a bank if, after consummation thereof, such person...
Page 313 - No private banker or director, officer, or employee of any member bank of the Federal Reserve System or any branch thereof shall be at the same time a director, officer, or employee of any other bank, banking association, savings bank, or trust company organized under the National Bank Act or organized under the laws of any State or of the District of Columbia, or any branch thereof, except that the Board of Governors of the Federal Reserve System may by regulation permit such service as a director,...
Page 200 - To buy and sell, at home or abroad, bonds and notes of the United States, and bills, notes, revenue bonds, and warrants with a maturity from date of purchase of not exceeding six months, issued in anticipation of the collection of taxes or in anticipation of the receipt of assured revenues by any State, county, district, political subdivision, or municipality in the continental districts, such purchases to be made in accordance with rules and regulations prescribed by the Federal Reserve Board...
Page 483 - The limitations and restrictions herein contained as to dealing in, underwriting and purchasing for [the bank's] own account, investment securities shall not apply to obligations of the United States or general obligations of any State or of any political subdivision thereof," or certain other securities. In other words, national banks and member State banks are legally free (i) to underwrite such "exempt securities" and (ii) to invest therein without regard to the 10 percent limitation mentioned...