 Offers and sales of securities by an issuer that satisfy the conditions in paragraph (b) of this section shall be deemed to be transactions not involving any public offering within the meaning of section 4(2) of the Act. (b) Conditions to be met — (1)...  Movie Capital Made Easy - Page 10by Mervin Evans - 2006Full view - About this book
 | Administrative law - 2000 - 714 pages
...Offers and sales of securities by an issuer that satisfy the conditions in paragraph (b) of this section shall be deemed to be transactions not involving any...be met — (1) General conditions. To qualify for an exemption under this section, offers and sales must satisfy all the terms and conditions of §§230.501... | |
 | Administrative law - 2001 - 742 pages
...Offers and sales of securities by an issuer that satisfy the conditions in paragraph (b) of this section shall be deemed to be transactions not involving any...be met — (1) General conditions. To qualify for an exemption under this section, offers and sales must satisfy all the terms and conditions of §§230.501... | |
 | Administrative law - 1990 - 560 pages
...Offers and sales of securities by an issuer that satisfy the conditions in paragraph (b) of this section shall be deemed to be transactions not involving any...section 4(2) of the Act. (b) Conditions to be met— (I) General conditions. To qualify for an exemption under this section, offers and sales must satisfy... | |
 | Administrative law - 1997 - 734 pages
...Offers and sales of securities by an issuer that satisfy the conditions in paragraph (b) of this section shall be deemed to be transactions not involving any...meaning of section 4(2) of the Act. (b) Conditions to be met—Ci) General conditions. To qualify for an exemption under this section, offers and sales must... | |
 | Administrative law - 1998 - 784 pages
...Offers and sales of securities by an issuer that satisfy the conditions in paragraph (b) of this section he general assets or separate accounts of insurance companies, all arising met—(1) General conditions. To qualify for an exemption under this section, offers and sales must... | |
 | Administrative law - 1997 - 714 pages
...an investment company shall be exempt from the provisions of section 5 of the Act under section 3(b) of the Act. (b) Conditions to be met — (1) General...under this section, offers and sales must satisfy the terms and conditions of §§230.501 and 230.502. (2) Specific conditions — (i) Limitation on... | |
 | Administrative law - 1979 - 1228 pages
...issuer that are part of an offering that is made in accordance with all the conditions of this rule shall be deemed to be transactions not involving any...offering within the meaning of section 4(2) of the Act. (1) For purposes of this rule only, an offering shall be deemed not to include offers, offers to sell,... | |
 | Administrative law - 1977 - 958 pages
...Issuer that are part of an offering that is made in accordance with all the conditions of this rule shall be deemed to be transactions not involving any...offering within the meaning of section 4(2) of the Act. (1) For purposes of this rule only, an offering shall be deemed not to include offers, offers to sell,... | |
 | Administrative law - 1978 - 1252 pages
...issuer that are part of an offering that is made in accordance with all the conditions of this rule shall be deemed to be transactions not involving any...offering within the meaning of section 4(2) of the Act. (1) For purposes of this rule only, an offering shall be deemed not to include offers, offers to sell,... | |
 | Administrative law - 1989 - 820 pages
...the conditions of paragraph (a) or (b) and the requirements of paragraphs (c) and (d) of this section shall be deemed to be transactions not involving any...offering within the meaning of section 4(2) of the Securities Act and §§ 563g.3(c) and 563g.3(e) of this part. However, an issuer shall not be deemed... | |
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