 ... less the aggregate offering price for all securities sold within the twelve months before the start of and during the offering of securities under this section in reliance on any exemption under section 3(b) of the Act or in violation of section 5(a)...  Movie Capital Made Easy - Page 9by Mervin Evans - 2006Full view - About this book
 | Administrative law - 2001 - 742 pages
...within the twelve months before the start of and during the offering of securities under this section in reliance on any exemption under section 3(b) of...1, 1982, the issuer would be permitted to sell only $2.000,000 more under this §230.505 until June 1, 1983. Until that date the issuer must count both... | |
 | Administrative law - 1995 - 682 pages
...within the twelve months before the start of and during the offering of securities under this section in reliance on any exemption under section 3(b) of...$2,000,000 of its securities on June 1, 1982 under this $230.505 and an additional $1,000,000 on September 1, 1982, the issuer would be permitted to sell only... | |
 | Administrative law - 1995 - 764 pages
...within the twelve months before the start of and during the offering of securities under this section in reliance on any exemption under section 3(b) of...offering price is illustrated as follows: Example 7. If an issuer sold $2,000,000 of its securities on June 1, 1982 under this {230.505 and an additional... | |
 | Administrative law - 1987 - 530 pages
...within the twelve months before the start of and during the offering of securities under this section in reliance on any exemption under section 3(b) of...Act or in violation of section 5(a) of the Act. NOTE 1: The calculation of the aggregate offering price is illustrated as follows: EXAMPLE 1. If an issuer... | |
 | Administrative law - 1988 - 536 pages
...within the twelve months before the start of and during the offering of securities under this § 230.504 in reliance on any exemption under section 3(b) of...the Act or in violation of section 5(a) of the Act, provided that no more than $500,000 of such aggregate offering price is attributable to offers and... | |
 | Administrative law - 1990 - 560 pages
...within the twelve months before the start of and during the offering of securities under this § 230.504 in reliance on any exemption under section 3(b) of...the Act or in violation of section 5(a) of the Act, provided that no more than $500,000 of such aggregate offering price is attributable to offers anc... | |
 | Administrative law - 1977 - 958 pages
...offered or sold within 1 year prior to the commencement of the proposed offering pursuant to any other exemption under section 3(b) of the Act or in violation of section 5(a) of the Act, shall not exceed the following amounts: (I) $500,000 if the securities are offered or sold by or on... | |
 | Administrative law - 1978 - 1130 pages
...Commission sold within 1 year prior to the commencement of the proposed offering pursuant to any other exemption under section 3(b) of the Act or in violation of section 5(a) of the Act, shall not exceed the following amounts: (1) $500,000 if the securities are offered or sold by or on... | |
 | Administrative law - 1998 - 784 pages
...the '- twelve months before the start of and 8 during the offering of securities under a this section In reliance on any exemp-tion under section 3(b) of the Act or In r violation of section 5(a) of the Act. NOTE: The calculation of the aggregate of-fering price is illustrated... | |
 | Securities - 1972 - 354 pages
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