| United States. Securities and Exchange Commission - Securities - 1945 - 1290 pages
...thereunder.* • Section 17 (a) of the Securities Act provides : It shall be unlawful for any person in the sale of any securities by the use of any means or...or (2) to obtain money or property by means of any nntrue statement of a material fact or any omission to state a material fact necessary in order to... | |
| United States. Securities and Exchange Commission - Securities - 1956 - 926 pages
...Section 17 (a) provides : "It shall be unlawful for any person In the sale of any securities by the nse of any means or Instruments of transportation or communication In Interstate commerce or by the use of the malls, directly or Indirectly — "(1) to employ any device, scheme, or artifice to defraud, or "(2)... | |
| United States. Securities and Exchange Commission - Securities - 1956 - 1016 pages
...Section 17 (a) of the Securities Act of 1938 provides: "It shall be unlawful for any person in the sale of any securities by the use of any means or...by means of any untrue statement of a material fact or In outlining the activities giving rise to an alleged duty to make disclosures in its sales, the... | |
| United States. Securities and Exchange Commission - Securities - 1949 - 1134 pages
...thereunder.1 1 Section 17 (a) of the Securities Act provides: It shall be unlawful for any person in the sale of any securities by the use of any means or...property by means of any untrue statement of a material 15 SEC 34-8567 We instituted this proceeding to determine whether or not the alleged facts are true,... | |
| United States. Securities and Exchange Commission - Securities - 1953 - 1110 pages
...'Section 17 (a) of the Securities Act of 1933 provides: "It shall be unlawful for any person in the sale of any securities by the use of any means or...mails, directly or indirectly — "(1) to employ any device1, scheme, or artifice to defraud, or "(2) to obtain money or property by means of any untrue... | |
| United States. Securities and Exchange Commission - Securities - 1952 - 920 pages
...securities by the use of means or instruments of transportation or communication In interstate commerce o the use of the mails, directly or indirectly: (1)...or property by means of any untrue statement of a mat fact or any omission to state a material fact necessary ¡n order to make the states made, in the... | |
| United States. Securities and Exchange Commission - Securities - 1951 - 862 pages
...Section 17 (a) (2) of the Securities Act of 1933 provides: It shall be unlawful for any person in the sale of any securities by the use of any means or...or by the use of the mails, directly, or indirectly — ***** (2) to obtain money or property by means of any untrue statement of a material fact or any... | |
| United States. Securities and Exchange Commission - Securities - 1943 - 1160 pages
...Instruments of transportation or communiemtio» to Interstate CMBmerce or by the use of the malls, directly or Indirectly — (1) to employ any device,...money or property by means of any untrue statement of fact or any omission to state a material fact necessary In order t/j ouk» ments made, In the light... | |
| United States. Securities and Exchange Commission - Securities - 1941 - 1690 pages
...for delivery after sale. • Section 17 (a) (2) provides: It shall be unlawful for any person in the sale of any securities by the use of any means or...communication In Interstate commerce or by the use of the malls, directly or Indirectly — (2) to obtain money or property by means of any nn,true statement... | |
| United States. Securities and Exchange Commission - Securities - 1941 - 1124 pages
...or Instruments of transportation or communication In interstate commerce or by the use of the malls, directly or Indirectly — (1) to employ any device,...or (2) to obtain money or property by means of any nntrue statement of a material fact or any omission to state a material fact necessary In order to... | |
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