SEC. 5. (a) Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or indirectly — (1) to make use of any means or instruments of transportation or communication in interstate commerce or of the... Decisions and Reports - Page 641by United States. Securities and Exchange Commission - 1945Full view - About this book
| United States. Supreme Court - Law reports, digests, etc - 1936 - 1044 pages
...untrue statements of material facts or omissions to state material facts. Section 5 (a) provides that unless a registration statement is in effect as to a security, it shall be unlawful for any person directly or indirectly to make use of the instrumentalities of interstate commerce or of the mails... | |
| United States. Congress. Senate. Committee on Finance - United States - 1939 - 1104 pages
...under an indenture and an application for qualification is effective as to such indenture, it shall be unlawful for any person, directly or indirectly — "(1) to make use of any means or instruments of transportation or communication in interstate commerce or of the mails... | |
| United States. Securities and Exchange Commission - Securities - 1941 - 1690 pages
...the balance to his associates in the enterprise. Applicant was the recipient of 12 shares 'Section B (a) provides: Unless a registration statement is In...person, directly or Indirectly — (1) to make use of any means or Instruments of transportation or communication In Interstate commerce or of the malls... | |
| United States. Securities and Exchange Commission - Securities - 1953 - 824 pages
...common stock outstanding. Of this amount, the public held 18,249 •Section 5 (a) of the Securities Act provides : Unless a registration statement Is In effect...person, directly or Indirectly — (1) to make use of any means or Instruments of transportation or communication In Interstate commerce or of the malls... | |
| United States. Securities and Exchange Commission - Securities - 1956 - 1106 pages
...our detailed Findings and Opinion herein already fully ruled upon them. "Section 6 (a) provides: "(a) Unless a registration statement is in effect as to...person, directly or indirectly — "(1) to make use of any means or instruments of transportation or communication In interstate commerce or of the malls... | |
| United States. Securities and Exchange Commission - Securities - 1956 - 716 pages
...Securities Act provided at the time these proceedings were instituted: "Unless a registration statement i< in effect as to a security, it shall be unlawful for...person, directly or indirectly — "(1) to make use of any means or instruments of transportation or communication in interstate commerce or of the mails... | |
| United States. Securities and Exchange Commission - Securities - 1943 - 1160 pages
...rights and liabilities.)" •Section 5 (b) of the Securities Act of 1933 reads as follows : It shall be unlawful for any person, directly or indirectly —...use of nny means or Instruments of transportation or er/mmanleation In interstate commerce or of the malls to carry or transmit any pnwpr-ctu relating to... | |
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