Decisions and Reports, Volume 11U.S. Government Printing Office, 1945 - Securities |
From inside the book
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Page 22
... further step in eliminating unnecessary companies and effectu- ating the standards of Section 11 ( b ) ( 2 ) however , as we have stated we will condition the order exempting the issuance and sale of the bonds from the provisions of ...
... further step in eliminating unnecessary companies and effectu- ating the standards of Section 11 ( b ) ( 2 ) however , as we have stated we will condition the order exempting the issuance and sale of the bonds from the provisions of ...
Page 31
... Further , the 1 Paragraph ( a ) ( 5 ) of Rule U - 50 , in part , provides an exemption of the issuance or sale of securities as to which the Commission finds that compliance with the competitive bidding requirements is not " ... ( B ) ...
... Further , the 1 Paragraph ( a ) ( 5 ) of Rule U - 50 , in part , provides an exemption of the issuance or sale of securities as to which the Commission finds that compliance with the competitive bidding requirements is not " ... ( B ) ...
Page 39
... further find that Fort Smith Gas Company is located in a state which does not adjoin a state in which the principal or single integrated system is or may be located ; and that there is no basis . in the record for concluding that Fort ...
... further find that Fort Smith Gas Company is located in a state which does not adjoin a state in which the principal or single integrated system is or may be located ; and that there is no basis . in the record for concluding that Fort ...
Page 58
... further order , or orders , of this Commission . Such order will further provide that the declarations to be per- mitted to become effective and the applications to be granted are so permitted to become effective and are so granted ...
... further order , or orders , of this Commission . Such order will further provide that the declarations to be per- mitted to become effective and the applications to be granted are so permitted to become effective and are so granted ...
Page 72
... Further issues therein , as to which we likewise express no opinion , involve the justification for more than one class of stock in declarant's security structure and the necessity for the continued existence of the declarant . Any ...
... Further issues therein , as to which we likewise express no opinion , involve the justification for more than one class of stock in declarant's security structure and the necessity for the continued existence of the declarant . Any ...
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Common terms and phrases
acquisition appropriate approval assets balance sheet Boston Stock Exchange capital surplus carrying value cash Columbia Gas Commission common stock Commonwealth consolidated dealer debentures December 31 depreciation reserve Detroit Stock Exchange dividends earned surplus Electric Company exemption filed FINDINGS AND OPINION Gas and Electric Gas Company held Holding Company Act holding company system Illinois Iowa income issuance issue Light & Power Light Company North American operating outstanding pany par value payment percent Philadelphia Stock Exchange Power and Light Power Company preferred stock principal amount proceeding properties proposed public interest Public Service Company Public Utility Holding purchase pursuant to Section record registered holding company registrant registrant's reorganization requirements reserve respect respondent Rule Section 11 Securities Exchange Act security holders shares Southwestern Stock Exchange stockholders subsidiary companies tion Total transactions trust utility company Utility Holding Company voting power York Curb Exchange York Stock Exchange
Popular passages
Page 154 - In the holdingcompany system does not unduly or unnecessarily complicate the structure, or unfairly or inequitably distribute voting power among security holders, of such holdingcompany system.
Page 641 - ... in connection with, the distribution of any security or participates or has a direct or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking; but such term shall not include a person whose interest is limited to a commission from an underwriter or dealer not in excess of the usual and customary distributor's or seller's commission. As used in this paragraph the term "issuer...
Page 635 - No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce to effect any transaction in, or to induce or attempt to induce the purchase or sale of, any security (other than an exempted security or commercial paper, bankers...
Page 707 - ... per centum or more of whose outstanding voting securities are directly or indirectly owned, controlled, or held with power to vote, by such...
Page 635 - ... (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon the purchaser.
Page 214 - States, or in a contiguous foreign country; and (C) The continued combination of such systems under the control of such holding company is not so large (considering the state of the art and the area or region affected) as to impair the advantages of localized management, efficient operation, or the effectiveness of regulation.
Page 207 - And be it further enacted, That the said State shall consist of all the territory included within the following boundaries, to wit...
Page 597 - It shall be unlawful for any person in the offer or sale of any securities by the use of any means or instruments of transportation or communication in interstate commerce or by the use of the mails, directly or indirectly — (1) to employ any device, scheme, or artifice to defraud, or...
Page 641 - SEC. 5. (a) Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or indirectly — (1) to make use of any means or instruments of transportation or communication in interstate commerce or of the mails to sell or offer to buy such security through the use or medium of any prospectus or otherwise...
Page 856 - ... is engaged or proposes to engage in the business of investing, reinvesting, owning, holding, or trading in securities, and owns or proposes to acquire investment securities having a value exceeding 40 per centum of the value of such issuer's total assets (exclusive of Government securities and cash items) on an unconsolidated basis. As used in this section, "investment securities" includes all securities except (A) Government securities, (B) securities issued by employees' securities companies,...