... (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading,... Decisions and Reports - Page 388by United States. Securities and Exchange Commission - 1941Full view - About this book
| United States. Securities and Exchange Commission - Securities - 1945 - 1290 pages
...any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any nntrue statement of a material fact or any omission to state...circumstances under which they were made, not misleading, or i (8) to engage In any transaction, practice, or course of business which operates or would operate... | |
| United States. Securities and Exchange Commission - Securities - 1947 - 1062 pages
...were made at fraudulent mark-ups. 1 Section 17 (a) of the Securities Act of 1933 provides in part: It shall be unlawful for any person in the sale of any...circumstances under which they were made, not misleading, or (S) to engage in any transaction, practice, or course of business which operates or would operate as... | |
| United States. Securities and Exchange Commission - Securities - 1953 - 1110 pages
...interstate commerce or by the use of the mails, directly or indirectly — "(1) to employ any device1, scheme, or artifice to defraud, or "(2) to obtain...circumstances under which they were made, not misleading, or "(!) to engage in any transaction, practice, or course of business which operates or would operate... | |
| United States. Securities and Exchange Commission - Securities - 1951 - 862 pages
...communication in interstate commerce or by the use of the mails, directly, or indirectly — ***** (2) to obtain money or property by means of any untrue...circumstances under which they were made, not misleading, or ables from such assigned plans, all to be divided 65 percent to The FIF Plan Corporation and 35 percent... | |
| United States. Securities and Exchange Commission - Securities - 1957 - 756 pages
...or instruments of transportation or communication In Interstate commerce or by the use of the malls, directly or indirectly — "(1) to employ any device,...any omission to state a material fact necessary In order to make the statements made, in the light of the circumstances under which tbey were made, not... | |
| United States. Securities and Exchange Commission - Securities - 1960 - 996 pages
...makes it unlawful in the sale or offer of any securities by use of the malls or interstate facilities "to obtain money or property by means of any untrue...any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not... | |
| Administrative law - 1997 - 538 pages
...attorney agent or employee thereof, shall: (1) Employ any device, scheme, or artifice to defraud; (2) Obtain money or property by means of any untrue statement...under which they were made, not misleading; or (3) Engage in any act, transaction, practice, or course of business which operates or would operate as... | |
| Administrative law - 1995 - 546 pages
...attorney agent or employee thereof, shall: (1) Employ any device, scheme, or artifice to defraud; (2) Obtain money or property by means of any untrue statement...under which they were made, not misleading; or (3) Engage in any act, transaction, practice, or course of business which operates or would operate as... | |
| Administrative law - 1998 - 528 pages
...attorney agent or employee thereof, shall: (1) Employ any device, scheme, or artifice to defraud; (2) Obtain money or property by means of any untrue statement...under which they were made, not misleading; or (3) Engage in any act, transaction, practice, or course of business which operates or would operate as... | |
| Administrative law - 1989 - 820 pages
...to defraud, Dr (2) obtain money or property by means or any untrue statement of a material fact of any omission to state a material fact necessary in...under which they were made, not misleading, or (3) engage in any act, transaction, practice, or course of business which operates or would operate as... | |
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