Decisions and ReportsU.S. Government Printing Office, 1941 - Securities |
From inside the book
Results 1-5 of 100
Page 8
... necessary in the public interest and the interest of investors ; ( e ) In the event the applicants consider it necessary or desirable to solicit acceptances of the tender offer by the holders of Central States ' bonds who do not respond ...
... necessary in the public interest and the interest of investors ; ( e ) In the event the applicants consider it necessary or desirable to solicit acceptances of the tender offer by the holders of Central States ' bonds who do not respond ...
Page 49
... necessary or appropriate in the public interest or for the protection of investors or consumers and to insure that such contracts are performed economically and efficiently for the benefit of such associate companies at cost , fairly ...
... necessary or appropriate in the public interest or for the protection of investors or consumers and to insure that such contracts are performed economically and efficiently for the benefit of such associate companies at cost , fairly ...
Page 79
... necessary for this refunding program , plus the amount necessary for accrued interest . The applicant will receive a total of $ 69,338,494.80 as pro- ceeds from the sale of the new bonds to the insurance companies ( $ 66,582,000 ...
... necessary for this refunding program , plus the amount necessary for accrued interest . The applicant will receive a total of $ 69,338,494.80 as pro- ceeds from the sale of the new bonds to the insurance companies ( $ 66,582,000 ...
Page 135
... necessary to point out that the issuer , as manager , has on many occasions taken commissions in excess of those which appear to be permitted by the rules of the fund , in order to make the statement that the issuer is governed by the ...
... necessary to point out that the issuer , as manager , has on many occasions taken commissions in excess of those which appear to be permitted by the rules of the fund , in order to make the statement that the issuer is governed by the ...
Page 182
... necessary to effectuate the purposes of Section 11 ( b ) of the Act . Fairness of Plan . Where on basis of book values after elimination of certain items included in these values any equity available for common stock disappeared , but ...
... necessary to effectuate the purposes of Section 11 ( b ) of the Act . Fairness of Plan . Where on basis of book values after elimination of certain items included in these values any equity available for common stock disappeared , but ...
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Common terms and phrases
acquisition adverse findings AGECO AGECORP amended applicant exchange applicant's approval approximately assets balance sheet Boston Stock Exchange Byllesby capital stock capital surplus cash charges Commission finding common stock Consumers Power Company Corporation cost debentures debt December 31 declarant depreciation distribution dividends earned surplus effect Electric Company exemption expenses fees financing FINDINGS AND OPINION Gas Company holders Holding Company Act indenture Interstate Commerce Commission investment issuance issue and sale matter Morgan Stanley mortgage bonds Natural Gas October 31 paid pany par value payment percent Power Company principal amount prior proposed provisions of Section public interest Public Utility Holding purchase pursuant to Section refunding registered holding company registrant's registration statement reorganization requirements reserve respect retirement Rule Section 12 September 30 Stock Exchange stockholders subsidiary company thereof tion transactions trustee underwriters Utility Holding Company voting voting trust York Curb Exchange York Stock Exchange
Popular passages
Page 105 - ... security" or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing.
Page 102 - It shall be unlawful for any person in the offer or sale of any securities by the use of any means or instruments of transportation or communication in interstate commerce or by the use of the mails, directly or indirectly — (1) to employ any device, scheme, or artifice to defraud...
Page 105 - When used in this title, unless the context otherwise requires — (1) the term "security" means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment contract, voting-trust certificate, certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, or, in...
Page 211 - Commission shall find such plan, as submitted or as modified, necessary to effectuate the provisions of subsection (b) and fair and equitable to the persons affected by such plan, the Commission shall make an order approving such plan; and the Commission, at the request of the company, may apply to a court, In accordance with the provisions of subsection (f ) of section 18, to enforce and carry out the terms and provisions of such plan.
Page 514 - System, notwithstanding that such rule or regulation may, after such act or omission, be amended or rescinded or be determined by judicial or other authority to be invalid for any reason.
Page 495 - ... (2) the security is not reasonably adapted to the earning power of the declarant; (3) financing by the issue and sale of the particular security is not necessary or appropriate to the economical and efficient operation...
Page 634 - ... (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading...
Page 247 - ... (1) such holding company, and every subsidiary company thereof which is a public-utility company from which such holding company derives, directly or indirectly, any material part of its income, are predominantly intrastate in character and carry on their business substantially in a single State in which such holding company and every such subsidiary company thereof are organized...
Page 643 - Public-utility company" means an electric utility company or a gas utility company. (6) "Commission" means the Securities and Exchange Commission. (7) "Holding company" means — (A) any company which directly or indirectly owns, controls, or holds with power to vote, 10 per centum or more of the outstanding voting securities of a public-utility company...
Page 388 - ... (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or Id.