Decisions and ReportsU.S. Government Printing Office, 1941 - Securities |
From inside the book
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Page 14
... amended on May 18 , 1939 , to change the date of the commencement of the hearing from May 24 , 1939 to May 31 , 1939 , and again on May 24 , 1939 , revoking the designation of Henry Fitts as trial examiner and designating Howard N. Lary ...
... amended on May 18 , 1939 , to change the date of the commencement of the hearing from May 24 , 1939 to May 31 , 1939 , and again on May 24 , 1939 , revoking the designation of Henry Fitts as trial examiner and designating Howard N. Lary ...
Page 16
... AMENDED File No. 46-187 . Promulgated October 6 , 1939 EXEMPTION OF ACQUISITION OF SECURITIES BY REGISTERED HOLDING COMPANY OR SUBSIDIARY . Application by the trustees under a pension trust agreement , said trustees , having been held ...
... AMENDED File No. 46-187 . Promulgated October 6 , 1939 EXEMPTION OF ACQUISITION OF SECURITIES BY REGISTERED HOLDING COMPANY OR SUBSIDIARY . Application by the trustees under a pension trust agreement , said trustees , having been held ...
Page 71
... amended and in compliance with the terms and conditions imposed by the order of the Public Utilities Commission of Maine ; and ( 2 ) That such exemption shall immediately terminate without further order of this Commission if at any time ...
... amended and in compliance with the terms and conditions imposed by the order of the Public Utilities Commission of Maine ; and ( 2 ) That such exemption shall immediately terminate without further order of this Commission if at any time ...
Page 75
... amended , and the terms of this order ; ( b ) That the acquisition and extension of credit involved in the application be consummated within 30 days of the date of our order ; and ( c ) That within 10 days after the consummation of such ...
... amended , and the terms of this order ; ( b ) That the acquisition and extension of credit involved in the application be consummated within 30 days of the date of our order ; and ( c ) That within 10 days after the consummation of such ...
Page 78
... amended application was held after appropriate notice . Niagara Hudson Power Corporation has filed an application to intervene as a party to the proceeding . No rep- resentatives of investors or consumers or members of the public ...
... amended application was held after appropriate notice . Niagara Hudson Power Corporation has filed an application to intervene as a party to the proceeding . No rep- resentatives of investors or consumers or members of the public ...
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Common terms and phrases
acquisition adverse findings AGECO AGECORP amended applicant exchange applicant's approval approximately assets balance sheet Boston Stock Exchange Byllesby capital stock capital surplus cash charges Commission finding common stock Consumers Power Company Corporation cost debentures debt December 31 declarant depreciation distribution dividends earned surplus effect Electric Company exemption expenses fees financing FINDINGS AND OPINION Gas Company holders Holding Company Act indenture Interstate Commerce Commission investment issuance issue and sale matter Morgan Stanley mortgage bonds Natural Gas October 31 paid pany par value payment percent Power Company principal amount prior proposed provisions of Section public interest Public Utility Holding purchase pursuant to Section refunding registered holding company registrant's registration statement reorganization requirements reserve respect retirement Rule Section 12 September 30 Stock Exchange stockholders subsidiary company thereof tion transactions trustee underwriters Utility Holding Company voting voting trust York Curb Exchange York Stock Exchange
Popular passages
Page 105 - ... security" or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing.
Page 102 - It shall be unlawful for any person in the offer or sale of any securities by the use of any means or instruments of transportation or communication in interstate commerce or by the use of the mails, directly or indirectly — (1) to employ any device, scheme, or artifice to defraud...
Page 105 - When used in this title, unless the context otherwise requires — (1) the term "security" means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment contract, voting-trust certificate, certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, or, in...
Page 211 - Commission shall find such plan, as submitted or as modified, necessary to effectuate the provisions of subsection (b) and fair and equitable to the persons affected by such plan, the Commission shall make an order approving such plan; and the Commission, at the request of the company, may apply to a court, In accordance with the provisions of subsection (f ) of section 18, to enforce and carry out the terms and provisions of such plan.
Page 514 - System, notwithstanding that such rule or regulation may, after such act or omission, be amended or rescinded or be determined by judicial or other authority to be invalid for any reason.
Page 495 - ... (2) the security is not reasonably adapted to the earning power of the declarant; (3) financing by the issue and sale of the particular security is not necessary or appropriate to the economical and efficient operation...
Page 634 - ... (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading...
Page 247 - ... (1) such holding company, and every subsidiary company thereof which is a public-utility company from which such holding company derives, directly or indirectly, any material part of its income, are predominantly intrastate in character and carry on their business substantially in a single State in which such holding company and every such subsidiary company thereof are organized...
Page 643 - Public-utility company" means an electric utility company or a gas utility company. (6) "Commission" means the Securities and Exchange Commission. (7) "Holding company" means — (A) any company which directly or indirectly owns, controls, or holds with power to vote, 10 per centum or more of the outstanding voting securities of a public-utility company...
Page 388 - ... (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or Id.