Decisions and ReportsU.S. Government Printing Office, 1941 - Securities |
From inside the book
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Page ix
... York Curb Exchange , Application by the , for Unlisted Trading Privileges .... 6 , 7 , 12 835 6 1082 12 11 [ 6 , 10 ... York Power and Light Corp ... New York 6 S. E. C. TABLE OF DECISIONS AND REPORTS IX.
... York Curb Exchange , Application by the , for Unlisted Trading Privileges .... 6 , 7 , 12 835 6 1082 12 11 [ 6 , 10 ... York Power and Light Corp ... New York 6 S. E. C. TABLE OF DECISIONS AND REPORTS IX.
Page x
... York State Electric & Gas Corp .. New York Stock Exchange , Application of the , to Strike from Listing and Registration ... Niagara Hudson Power Corp .... North American Co. , The ... North American Gas and Electric Co ...
... York State Electric & Gas Corp .. New York Stock Exchange , Application of the , to Strike from Listing and Registration ... Niagara Hudson Power Corp .... North American Co. , The ... North American Gas and Electric Co ...
Page 19
... York Haven Water and Power Company 5 % 50 - year bonds due 1951 New Jersey Power & Light Company : First mortgage bonds , 42 % series due 1960 . New York State Electric & Gas Corporation : Elmira Water , Light and Railroad Company ...
... York Haven Water and Power Company 5 % 50 - year bonds due 1951 New Jersey Power & Light Company : First mortgage bonds , 42 % series due 1960 . New York State Electric & Gas Corporation : Elmira Water , Light and Railroad Company ...
Page 76
... YORK POWER AND LIGHT CORPORATION File No. 32-168 . Promulgated October 24 , 1939 EXEMPTION OF SECURITY ISSUE OF ... York Power and Light Corporation . LeBoeuf , Machold & Lamb , by Earle J. Machold , for Niagara Hudson Power Corporation ...
... YORK POWER AND LIGHT CORPORATION File No. 32-168 . Promulgated October 24 , 1939 EXEMPTION OF SECURITY ISSUE OF ... York Power and Light Corporation . LeBoeuf , Machold & Lamb , by Earle J. Machold , for Niagara Hudson Power Corporation ...
Page 77
... York Power and Light Corporation , 5 S. E. C. 884 ( 1939 ) ) , the Commission entered its order on the above ap- plications exempting from the provisions of Section 6 ( a ) , subject to certain conditions , the issue and sale by ...
... York Power and Light Corporation , 5 S. E. C. 884 ( 1939 ) ) , the Commission entered its order on the above ap- plications exempting from the provisions of Section 6 ( a ) , subject to certain conditions , the issue and sale by ...
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Common terms and phrases
acquisition adverse findings AGECO AGECORP amended applicant exchange applicant's approval approximately assets balance sheet Boston Stock Exchange Byllesby capital stock capital surplus cash charges Commission finding common stock Consumers Power Company Corporation cost debentures debt December 31 declarant depreciation distribution dividends earned surplus effect Electric Company exemption expenses fees financing FINDINGS AND OPINION Gas Company holders Holding Company Act indenture Interstate Commerce Commission investment issuance issue and sale matter Morgan Stanley mortgage bonds Natural Gas October 31 paid pany par value payment percent Power Company principal amount prior proposed provisions of Section public interest Public Utility Holding purchase pursuant to Section refunding registered holding company registrant's registration statement reorganization requirements reserve respect retirement Rule Section 12 September 30 Stock Exchange stockholders subsidiary company thereof tion transactions trustee underwriters Utility Holding Company voting voting trust York Curb Exchange York Stock Exchange
Popular passages
Page 105 - ... security" or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing.
Page 102 - It shall be unlawful for any person in the offer or sale of any securities by the use of any means or instruments of transportation or communication in interstate commerce or by the use of the mails, directly or indirectly — (1) to employ any device, scheme, or artifice to defraud...
Page 105 - When used in this title, unless the context otherwise requires — (1) the term "security" means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment contract, voting-trust certificate, certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, or, in...
Page 211 - Commission shall find such plan, as submitted or as modified, necessary to effectuate the provisions of subsection (b) and fair and equitable to the persons affected by such plan, the Commission shall make an order approving such plan; and the Commission, at the request of the company, may apply to a court, In accordance with the provisions of subsection (f ) of section 18, to enforce and carry out the terms and provisions of such plan.
Page 514 - System, notwithstanding that such rule or regulation may, after such act or omission, be amended or rescinded or be determined by judicial or other authority to be invalid for any reason.
Page 495 - ... (2) the security is not reasonably adapted to the earning power of the declarant; (3) financing by the issue and sale of the particular security is not necessary or appropriate to the economical and efficient operation...
Page 634 - ... (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading...
Page 247 - ... (1) such holding company, and every subsidiary company thereof which is a public-utility company from which such holding company derives, directly or indirectly, any material part of its income, are predominantly intrastate in character and carry on their business substantially in a single State in which such holding company and every such subsidiary company thereof are organized...
Page 643 - Public-utility company" means an electric utility company or a gas utility company. (6) "Commission" means the Securities and Exchange Commission. (7) "Holding company" means — (A) any company which directly or indirectly owns, controls, or holds with power to vote, 10 per centum or more of the outstanding voting securities of a public-utility company...
Page 388 - ... (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or Id.