 No promoter of a proposed investment company, and no underwriter for such a promoter, shall make use of the mails or any means or instrumentality of interstate commerce, directly or indirectly, to offer for sale, sell, or deliver after sale, in connection...  Decisions and Reports - Page 935by United States. Securities and Exchange Commission - 1953Full view - About this book
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - Investments - 1940 - 164 pages
...company. (c) No promoter of a proposed investment company, and no underwriter for such a promoter, shall make use of the mails or any means or instrumentality...after sale, in connection with a public offering, any preorganization certificate or subscription for such a company. (d) No investment company, unless organized... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1180 pages
...person. INVESTMENT ADVISORY CONTRACTS SEC. 205. No investment adviser registered under section 204 shall make use of the mails or any means or instrumentality...of interstate commerce, directly or indirectly, to enter into, extend, or renew any investment advisory contract, or in any way to perform any investment... | |
 | United States. Congress. Senate. Committee on Banking and Currency - Banking law - 1940 - 1174 pages
...person. INVESTMENT ADVISORY CONTRACTS SEC. 205. No investment adviser registered under section 204 shall make use of the mails or any means or instrumentality...of interstate commerce, directly or indirectly, to enter into, extend, or renew any investment advisory contract, or in »ny way to perform any investment... | |
 | United States - Law - 1953 - 1692 pages
...SOb-5. Investment advisory contracts. No investment adviser registered under section 80b-3 of this title sale by the Supt. of Docs., U.S. G.P.O. enter into, extend, or renew any investment advisory contract, or in any way to perform any investment... | |
 | United States - Corporation law - 1964 - 356 pages
...the mails or any means or instrumentality of interstate commercej or otherwise, to offer for Bale, sell, or deliver after sale, in connection with a public offering, any such voting-trust certificate. The prohibitions of this subsection shall not apply to a class of voting-trust... | |
 | United States. Congress. Senate. Committee on Banking and Currency - Banks and banking - 1953 - 854 pages
...company. (c) No promoter of a proposed investment company, and no underwriter for such a promoter, shall make use of the mails or any means or instrumentality...after sale, in connection with a public offering, any preorganization certificate or subscription for such a company. (d ) No investment company, unless... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1953 - 884 pages
...application. INVESTMENT ADVISORY CONTRACTS SEC. 205. No investment adviser registered under section 203 shall make use of the mails or any means or instrumentality...of interstate commerce, directly or indirectly, to enter into, extend, or renew anj investment advisory contract, or in any way to perform any investment... | |
 | United States. Congress. Senate. Committee on Banking and Currency - Banking law - 1959 - 2024 pages
...States or of a State, and no depositor or trustee of or underwriter for such a company not so orgacized or created, shall make use of the mails or any means...commerce, directly or indirectly, to offer for sale, tell, or deliver after sale, in connection with a public offering, any security of which such company... | |
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