Decisions and Reports, Volume 27U.S. Government Printing Office, 1953 - Securities |
From inside the book
Results 1-5 of 100
Page 13
... loans by banks ) was stated by Foreign Power to be as follows : Debt securities Preferred stocks Second preferred stock Common stock Total $ 42,525,000 71,924,000 54,571,000 9,800,000 $ 178,820,000 Bond and Share claims that its ...
... loans by banks ) was stated by Foreign Power to be as follows : Debt securities Preferred stocks Second preferred stock Common stock Total $ 42,525,000 71,924,000 54,571,000 9,800,000 $ 178,820,000 Bond and Share claims that its ...
Page 14
... loan at 6 % interest . In 1931 there was a continued decline in foreign exchange rates and a decline in both the corporate and consolidated income of Foreign Power . In May 1931 , a dividend in the amount of $ 4,727,382 , declared in ...
... loan at 6 % interest . In 1931 there was a continued decline in foreign exchange rates and a decline in both the corporate and consolidated income of Foreign Power . In May 1931 , a dividend in the amount of $ 4,727,382 , declared in ...
Page 15
... loans . As part of this arrangement , the interest rate on the $ 35,000,000 loan by Bond and Share to Foreign Power was raised from 6 % to 7 % . At the same time , the banks agreed to renew their $ 50,000,000 loan to Foreign Power for ...
... loans . As part of this arrangement , the interest rate on the $ 35,000,000 loan by Bond and Share to Foreign Power was raised from 6 % to 7 % . At the same time , the banks agreed to renew their $ 50,000,000 loan to Foreign Power for ...
Page 25
... loan and cleared itself of all debt to Bond and Share ; but in January 1931 , Bond and Share made a new loan of $ 30,000,000 to Foreign Power while the $ 50,000 , - 000 bank loan was still unpaid . As already stated , it was in 1931 ...
... loan and cleared itself of all debt to Bond and Share ; but in January 1931 , Bond and Share made a new loan of $ 30,000,000 to Foreign Power while the $ 50,000 , - 000 bank loan was still unpaid . As already stated , it was in 1931 ...
Page 26
... loans . Apparently the theory of the complaint in that action is that the monies used for dividend payments can be specifically traced to funds borrowed from the public or from Bond and Share . Under the circumstances of this case it is ...
... loans . Apparently the theory of the complaint in that action is that the monies used for dividend payments can be specifically traced to funds borrowed from the public or from Bond and Share . Under the circumstances of this case it is ...
Other editions - View all
Common terms and phrases
additional adjustments aggregate amended amortization applicable approval approximately April 30 assets balance sheet basis Bond and Share capital stock Capital surplus cash claims Commission common stock common stockholders company's competitive bidding Corporation debentures December 31 depreciation Detroit Edison dividend requirements earned surplus estimated exemption Federal filed financing Foreign Power forma funds Holding Company Act income deductions interest International Paper Company investment issue and sale liabilities Light Company long-term debt ment Middle West Minnesota Company mortgage bonds net income North West notes operating revenues outstanding pany par value payment Power Company preferred stock preferred stockholders present principal amount prior pro forma proposed transactions Public Service Public Utility Public Utility Holding purchase pursuant registered holding company registration statement reserve respect Section 11 security holders September 30 shares of common Standard Gas Stone & Webster taxes tion total capitalization Utility Holding Company utility plant Wisconsin
Popular passages
Page 622 - It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, "(1) to employ any device, scheme, or artifice to defraud...
Page 622 - ... (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon the purchaser.
Page 622 - To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or "(c) To engage in any act, practice, or course of business which operates or would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security.
Page 835 - ... did not know, and in the exercise of reasonable care could not have known, of such untruth or omission...
Page 154 - If it appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading...
Page 937 - investment company" means any issuer which — (1) is or holds itself out as being engaged primarily, or proposes to engage primarily, in the business of investing, reinvesting, or trading in securities...
Page 835 - ... by means of a prospectus or oral communication, which includes an untrue statement of a material fact or omits to state a material fact necessary in order to make the statements, in the light of the circumstances under which they were made, not misleading...
Page 225 - Commission, notwithstanding that such rule or regulation may, after such act or omission, be amended or rescinded or be determined by judicial or other authority to be invalid for any reason.
Page 464 - The Commission may permit as reasonably Incidental, or economically necessary or appropriate to the operations of one or more Integrated public-utility systems the retention of an Interest in any business (other than the business of a public-utility company as such) which the Commission shall find necessary or appropriate In the public Interest or for the protection of Investors or consumers and not detrimental to the proper functioning of such system or systems.
Page 935 - No promoter of a proposed investment company, and no underwriter for such a promoter, shall make use of the mails or any means or instrumentality of interstate commerce, directly or indirectly, to offer for sale, sell, or deliver after sale, in connection with a public offering, any preorganization certificate or subscription for such a company.